| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 531,657 | 3,876,000 | 51.13% | ||
| 2 | Invesco Ltd. | 372,921 | 2,719,000 | 35.87% | ||
| 3 | MORGAN STANLEY | 83,322 | 607,000 | 8.01% | ||
| 4 | DEUTSCHE BANK AG\ | 26,727 | 194,000 | 2.56% | ||
| 5 | KBC Group NV | 12,575 | 92,000 | 1.21% | ||
| 6 | WOLVERINE TRADING LP /BD | 10,700 | 76,000 | 1.00% | Put | |
| 7 | UBS Group AG | 1,427 | 10,000 | 0.13% | ||
| 8 | Creative Planning | 510 | 4,000 | 0.05% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 146 | 1,000 | 0.01% | ||
| 10 | Financial Architects, Inc | 80 | 1,000 | 0.01% | ||
| 11 | ADVISOR GROUP, INC. | 10 | 0 | 0.00% | ||
| 12 | CUTLER GROUP LLC / CA | 100 | 0 | 0.00% | Call | |
| 13 | BARCLAYS PLC | 53 | 0 | 0.00% | ||
| 14 | WELLS FARGO & COMPANY/MN | 29 | 0 | 0.00% | ||
| 15 | BANK OF MONTREAL /CAN/ | 40 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
