| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 401,116 | 2,868,000 | 67.58% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 128,910 | 922,000 | 21.72% | ||
| 3 | DEUTSCHE BANK AG\ | 26,727 | 191,000 | 4.50% | ||
| 4 | MORGAN STANLEY | 22,419 | 161,000 | 3.79% | ||
| 5 | KBC Group NV | 12,575 | 90,000 | 2.12% | ||
| 6 | JPMORGAN CHASE & CO | 563 | 4,000 | 0.09% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 401 | 3,000 | 0.07% | ||
| 8 | UBS Group AG | 254 | 2,000 | 0.05% | ||
| 9 | ROYAL BANK OF CANADA | 111 | 1,000 | 0.02% | ||
| 10 | Financial Architects, Inc | 80 | 1,000 | 0.02% | ||
| 11 | V WEALTH MANAGEMENT,LLC | 160 | 1,000 | 0.02% | ||
| 12 | ADVISOR GROUP, INC. | 26 | 0 | 0.00% | ||
| 13 | CUTLER GROUP LLC / CA | 100 | 0 | 0.00% | Call | |
| 14 | Creative Planning | 10 | 0 | 0.00% | ||
| 15 | WELLS FARGO & COMPANY/MN | 19 | 0 | 0.00% | ||
| 16 | BANK OF MONTREAL /CAN/ | 40 | 0 | 0.00% | ||
| 17 | BARCLAYS PLC | 53 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.