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ADAPTIMMUNE THERAPEUTICS PLC
ADAPTIMMUNE THERAPEUTICS PLC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 40 Institutional holders with a total value of $120,749,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEA Management Company, LLC 9,880,999 40,018,000 33.14%
2 FMR LLC 7,065,180 28,614,000 23.70%
3 Capital World Investors 4,480,486 18,146,000 15.03%
4 BAILLIE GIFFORD & CO 920,984 3,730,000 3.09%
5 FIL Ltd 753,741 3,053,000 2.53%
6 ORBIMED ADVISORS LLC 724,184 2,933,000 2.43%
7 Rock Springs Capital Management LP 675,000 2,734,000 2.26%
8 MILLENNIUM MANAGEMENT LLC 671,660 2,720,000 2.25%
9 QVT Financial LP 657,258 2,662,000 2.20%
10 Tekla Capital Management LLC 566,368 2,294,000 1.90%
11 ADAGE CAPITAL PARTNERS GP, L.L.C. 533,901 2,162,000 1.79%
12 WELLINGTON MANAGEMENT GROUP LLP 518,523 2,100,000 1.74%
13 RENAISSANCE TECHNOLOGIES LLC 445,100 1,803,000 1.49%
14 Artal Group S.A. 300,000 1,215,000 1.01%
15 Abingworth LLP 250,000 1,003,000 0.83%
16 Rathbones Group PLC 200,525 812,000 0.67%
17 Vident Investment Advisory, LLC 193,869 785,000 0.65%
18 Weiss Multi-Strategy Advisers LLC 110,000 446,000 0.37%
19 Anson Funds Management LP 103,282 418,000 0.35%
20 D. E. Shaw & Co., Inc. 100,523 407,000 0.34%
21 Iguana Healthcare Management, LLC 100,000 405,000 0.34%
22 BAKER BROS. ADVISORS LP 100,000 405,000 0.34%
23 INTERNATIONAL BIOTECHNOLOGY TRUST PLC 96,419 387,000 0.32%
24 ALPS ADVISORS INC 68,024 275,000 0.23%
25 STATE STREET CORP 65,800 266,000 0.22%
26 Compagnie Lombard Odier SCmA 57,560 233,000 0.19%
27 JPMORGAN CHASE & CO 33,843 137,000 0.11%
28 Creative Planning 30,500 124,000 0.10%
29 State of New Jersey Common Pension Fund D 24,000 97,000 0.08%
30 GEODE CAPITAL MANAGEMENT, LLC 16,421 66,000 0.05%
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,941 65,000 0.05%
32 NJ State Employees Deferred Compensation Plan 16,000 64,000 0.05%
33 Zurcher Kantonalbank (Zurich Cantonalbank) 14,934 60,000 0.05%
34 WEDBUSH SECURITIES INC 13,889 56,000 0.05%
35 GLENMEDE TRUST CO NA 8,823 35,000 0.03%
36 OGOREK ANTHONY JOSEPH /NY/ /ADV 1,000 7,000 0.01%
37 WELLS FARGO & COMPANY/MN 1,400 6,000 0.00%
38 UBS Group AG 774 3,000 0.00%
39 ACROSPIRE INVESTMENT MANAGEMENT LLC 400 2,000 0.00%
40 Tower Research Capital LLC (TRC) 288 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.