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WELLS FARGO GLOBAL DIVID OPP
WELLS FARGO GLOBAL DIVID OPP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 54 Institutional holders with a total value of $78,145,910.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 3,190,844 18,858,000 24.13%
2 MORGAN STANLEY 1,750,268 10,344,000 13.24%
3 GUGGENHEIM CAPITAL LLC 1,728,765 10,214,000 13.07%
4 Karpus Management, Inc. 1,416,836 8,374,000 10.72%
5 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,024,754 6,056,000 7.75%
6 CORNERSTONE ADVISORS INC 482,546 2,852,000 3.65%
7 Invesco Ltd. 418,227 2,472,000 3.16%
8 WOLVERINE ASSET MANAGEMENT LLC 363,575 2,148,000 2.75%
9 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 348,980 2,062,000 2.64%
10 BANK OF AMERICA CORP /DE/ 279,795 1,654,000 2.12%
11 1607 Capital Partners, LLC 267,135 1,579,000 2.02%
12 Cetera Advisor Networks LLC 209,094 1,240,000 1.59%
13 UBS Group AG 196,425 1,161,000 1.49%
14 Curi Capital, LLC 178,406 1,054,000 1.35%
15 TRUST DEPARTMENT MB FINANCIAL BANK N A 138,408 818,000 1.05%
16 DOLIVER ADVISORS, LP 132,452 783,000 1.00%
17 Shaker Financial Services, LLC 129,491 765,000 0.98%
18 LPL Financial LLC 113,709 691,000 0.88%
19 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 114,799 678,000 0.87%
20 GEODE CAPITAL MANAGEMENT, LLC 99,842 590,000 0.75% PRN
21 RAYMOND JAMES & ASSOCIATES 74,293 439,000 0.56%
22 CLOUGH CAPITAL PARTNERS L P 74,000 437,000 0.56%
23 Private Advisor Group, LLC 49,550 293,000 0.37%
24 OPPENHEIMER & CO INC 45,662 270,000 0.35%
25 NORTHERN TRUST CORP 40,550 240,000 0.31%
26 AQR ARBITRAGE LLC 35,227 208,000 0.27%
27 AMERICAN INTERNATIONAL GROUP, INC. 34,125 202,000 0.26%
28 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 32,808 194,000 0.25%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 27,936 165,000 0.21%
30 INVESTMENT CENTERS OF AMERICA INC 24,926 149,000 0.19%
31 Investors Capital Advisory Services 23,186 137,000 0.18%
32 Virtu KCG Holdings LLC 22,185 131,000 0.17%
33 NATIONAL PLANNING CORP 19,738 125,000 0.16%
34 Capital Investment Advisors, LLC 17,615 104,000 0.13%
35 Bank of New York Mellon Corp 16,994 101,000 0.13%
36 CITADEL ADVISORS LLC 12,627 75,000 0.10%
37 EULAV Asset Management 12,458 74,000 0.09%
38 Cambridge Investment Research Advisors, Inc. 11,653 69,000 0.09%
39 Commonwealth Equity Services, Inc 11,305 67,000 0.09%
40 RAYMOND JAMES TRUST N.A. 10,990 65,000 0.08%
41 ROYAL BANK OF CANADA 7,623 45,000 0.06%
42 CITIGROUP INC 5,546 33,000 0.04%
43 Tower Research Capital LLC (TRC) 5,248 31,000 0.04%
44 PNC FINANCIAL SERVICES GROUP, INC. 4,046 24,000 0.03%
45 DEUTSCHE BANK AG\ 3,837 22,000 0.03%
46 GLENMEDE TRUST CO NA 1,950 11,000 0.01%
47 GUPTA WEALTH MANAGEMENT LLC 1,332 8,000 0.01%
48 WELLS FARGO & COMPANY/MN 1,383 8,000 0.01%
49 Creative Planning 1,200 7,000 0.01%
50 Sunbelt Securities, Inc. 1,000 5,910 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.