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WELLS FARGO GLOBAL DIVID OPP
WELLS FARGO GLOBAL DIVID OPP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 39 Institutional holders with a total value of $74,255,726.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 3,791,390 28,549,000 38.45%
2 GUGGENHEIM CAPITAL LLC 1,966,271 14,807,000 19.94%
3 MORGAN STANLEY 1,536,274 11,569,000 15.58%
4 PARAMETRIC PORTFOLIO ASSOCIATES LLC 664,970 5,007,000 6.74%
5 Invesco Ltd. 317,471 2,391,000 3.22%
6 BANK OF AMERICA CORP /DE/ 280,744 2,114,000 2.85%
7 Cetera Advisor Networks LLC 208,948 1,573,000 2.12%
8 CORNERSTONE ADVISORS INC 124,520 938,000 1.26%
9 LPL Financial LLC 124,244 931,000 1.25%
10 TRUST DEPARTMENT MB FINANCIAL BANK N A 123,327 929,000 1.25%
11 UBS Group AG 118,753 894,000 1.20%
12 RAYMOND JAMES & ASSOCIATES 84,225 634,000 0.85%
13 SG Americas Securities, LLC 65,000 489,000 0.66%
14 Shaker Financial Services, LLC 56,123 423,000 0.57%
15 1607 Capital Partners, LLC 54,706 412,000 0.55%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 52,312 394,000 0.53%
17 NORTHERN TRUST CORP 40,000 301,000 0.41%
18 AMERICAN INTERNATIONAL GROUP, INC. 33,625 253,196 0.34%
19 NATIONAL PLANNING CORP 31,238 235,000 0.32%
20 OPPENHEIMER & CO INC 27,380 207,000 0.28%
21 INVESTMENT CENTERS OF AMERICA INC 23,402 178,000 0.24%
22 Investors Capital Advisory Services 22,956 172,000 0.23%
23 Capital Investment Advisors, LLC 15,210 133,000 0.18%
24 Commonwealth Equity Services, Inc 14,542 110,000 0.15%
25 WELLS FARGO & COMPANY/MN 13,812 104,000 0.14%
26 KARPAS STRATEGIES, LLC 12,000 90,000 0.12%
27 RAYMOND JAMES TRUST N.A. 12,060 90,000 0.12%
28 GOLDMAN SACHS GROUP INC 11,323 85,000 0.11%
29 Bank of New York Mellon Corp 10,804 82,000 0.11%
30 ROYAL BANK OF CANADA 4,751 36,000 0.05%
31 DEUTSCHE BANK AG\ 4,690 35,000 0.05%
32 PNC FINANCIAL SERVICES GROUP, INC. 3,943 30,000 0.04%
33 CITIGROUP INC 3,815 29,000 0.04%
34 Sunbelt Securities, Inc. 1,000 7,530 0.01%
35 SECURITY NATIONAL TRUST CO 750 6,000 0.01%
36 MUFG Americas Holdings Corp 812 6,000 0.01%
37 Carroll Financial Associates, Inc. 650 5,000 0.01%
38 MSI Financial Services Inc 500 4,000 0.01%
39 B. Riley Wealth Management, Inc. 500 3,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.