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WELLS FARGO GLOBAL DIVID OPP
WELLS FARGO GLOBAL DIVID OPP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 44 Institutional holders with a total value of $72,537,453.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 3,756,862 28,139,000 38.79%
2 GUGGENHEIM CAPITAL LLC 2,091,895 15,667,000 21.60%
3 MORGAN STANLEY 955,286 7,155,000 9.86%
4 PARAMETRIC PORTFOLIO ASSOCIATES LLC 517,097 3,873,000 5.34%
5 BANK OF AMERICA CORP /DE/ 336,008 2,517,000 3.47%
6 CORNERSTONE ADVISORS INC 325,819 2,440,000 3.36%
7 UBS Group AG 258,316 1,935,000 2.67%
8 Cetera Advisor Networks LLC 204,842 1,532,000 2.11%
9 Invesco Ltd. 145,048 1,086,000 1.50%
10 LPL Financial LLC 110,858 830,000 1.14%
11 TRUST DEPARTMENT MB FINANCIAL BANK N A 102,125 765,000 1.05%
12 Shaker Financial Services, LLC 98,433 737,000 1.02%
13 RAYMOND JAMES & ASSOCIATES 90,106 675,000 0.93%
14 DOLIVER ADVISORS, LP 88,211 660,000 0.91%
15 NATIONAL PLANNING CORP 74,278 560,799 0.77%
16 1607 Capital Partners, LLC 59,606 446,000 0.61%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 57,404 431,000 0.59%
18 WOLVERINE ASSET MANAGEMENT LLC 57,092 427,000 0.59%
19 NORTHERN TRUST CORP 40,000 300,000 0.41%
20 AMERICAN INTERNATIONAL GROUP, INC. 35,355 264,809 0.37%
21 TFS CAPITAL LLC 31,172 233,000 0.32%
22 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 28,779 216,000 0.30%
23 OPPENHEIMER & CO INC 27,780 208,000 0.29%
24 Investors Capital Advisory Services 27,732 207,000 0.29%
25 FULTON BANK, N.A. 23,537 176,000 0.24%
26 Capital Investment Advisors, LLC 22,465 168,000 0.23%
27 INVESTMENT CENTERS OF AMERICA INC 19,209 141,000 0.19%
28 GOLDMAN SACHS GROUP INC 18,334 137,000 0.19%
29 RELIANCE TRUST CO 14,100 106,000 0.15%
30 RAYMOND JAMES TRUST N.A. 12,060 90,000 0.12%
31 KARPAS STRATEGIES, LLC 12,000 90,000 0.12%
32 Bank of New York Mellon Corp 10,493 78,000 0.11%
33 DEUTSCHE BANK AG\ 7,019 52,000 0.07%
34 Stratos Wealth Partners, LTD. 6,121 45,845 0.06%
35 B. Riley Wealth Advisors, Inc. 5,214 39,000 0.05%
36 WELLS FARGO & COMPANY/MN 4,054 30,000 0.04%
37 CITIGROUP INC 3,619 27,000 0.04%
38 ROYAL BANK OF CANADA 3,669 27,000 0.04%
39 MSI Financial Services Inc 900 7,000 0.01%
40 SECURITY NATIONAL TRUST CO 750 6,000 0.01%
41 Carroll Financial Associates, Inc. 650 5,000 0.01%
42 MUFG Americas Holdings Corp 512 4,000 0.01%
43 B. Riley Wealth Management, Inc. 500 3,000 0.00%
44 Creative Planning 200 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.