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WELLS FARGO GLOBAL DIVID OPP
WELLS FARGO GLOBAL DIVID OPP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 40 Institutional holders with a total value of $69,455,736.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 2,321,156 19,707,000 28.37%
2 Advisors Asset Management, Inc. 2,289,111 19,435,000 27.98%
3 MORGAN STANLEY 850,163 7,218,000 10.39%
4 CORNERSTONE ADVISORS INC 575,872 4,889,000 7.04%
5 PARAMETRIC PORTFOLIO ASSOCIATES LLC 352,307 2,991,000 4.31%
6 BANK OF AMERICA CORP /DE/ 319,305 2,711,000 3.90%
7 Cetera Advisor Networks LLC 184,358 1,570,000 2.26%
8 RAYMOND JAMES & ASSOCIATES 166,449 1,413,000 2.03%
9 Raymond James Financial Services Advisors, Inc. 163,412 1,387,000 2.00%
10 AQR CAPITAL MANAGEMENT LLC 158,207 1,343,000 1.93%
11 LPL Financial LLC 102,825 873,000 1.26%
12 Invesco Ltd. 73,495 624,000 0.90%
13 NATIONAL PLANNING CORP 70,713 600,000 0.86%
14 1607 Capital Partners, LLC 67,006 569,000 0.82%
15 WELLS FARGO & COMPANY/MN 63,813 542,000 0.78%
16 TRUST DEPARTMENT MB FINANCIAL BANK N A 58,779 499,000 0.72%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 54,519 463,000 0.67%
18 UBS AG 54,024 459,000 0.66%
19 NORTHERN TRUST CORP 40,253 342,000 0.49%
20 AMERICAN INTERNATIONAL GROUP, INC. 33,300 282,717 0.41%
21 Investors Capital Advisory Services 30,777 261,000 0.38%
22 Verition Fund Management LLC 16,934 144,000 0.21%
23 INVESTMENT CENTERS OF AMERICA INC 16,382 136,000 0.20%
24 BNP PARIBAS FINANCIAL MARKETS 15,313 130,007 0.19%
25 RELIANCE TRUST CO 14,100 120,000 0.17%
26 CITIGROUP INC 12,517 106,000 0.15%
27 KARPAS STRATEGIES, LLC 12,000 102,000 0.15%
28 RAYMOND JAMES TRUST N.A. 11,890 101,000 0.15%
29 BANK HAPOALIM BM 11,075 94,000 0.14%
30 Shaker Financial Services, LLC 10,500 89,000 0.13%
31 DEUTSCHE BANK AG\ 7,219 61,000 0.09%
32 MONROE BANK & TRUST/MI 6,000 51,000 0.07%
33 B. Riley Wealth Advisors, Inc. 5,184 44,012 0.06%
34 Creative Planning 5,000 42,000 0.06%
35 ROYAL BANK OF CANADA 2,958 25,000 0.04%
36 Carroll Financial Associates, Inc. 2,050 17,000 0.02%
37 MSI Financial Services Inc 900 8,000 0.01%
38 B. Riley Wealth Management, Inc. 500 4,000 0.01%
39 MUFG Americas Holdings Corp 359 3,000 0.00%
40 ASSETMARK, INC 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.