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WESTERN ASSET MUN DEF OPP TR
WESTERN ASSET MUN DEF OPP TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 20 Institutional holders with a total value of $23,716,751.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 377,361 8,914,000 37.59%
2 BANK OF AMERICA CORP /DE/ 261,311 6,172,000 26.02%
3 RAYMOND JAMES & ASSOCIATES 81,175 1,917,000 8.08%
4 WELLS FARGO & COMPANY/MN 70,499 1,665,000 7.02%
5 UBS Group AG 56,544 1,336,000 5.63%
6 GOLDMAN SACHS GROUP INC 31,967 755,000 3.18%
7 Koshinski Asset Management, Inc. 28,440 672,000 2.83%
8 Raymond James Financial Services Advisors, Inc. 28,206 666,000 2.81%
9 Cetera Advisor Networks LLC 19,948 473,000 1.99%
10 ROYAL BANK OF CANADA 11,300 267,000 1.13%
11 AMERICAN INTERNATIONAL GROUP, INC. 9,854 232,751 0.98%
12 VAN ECK ASSOCIATES CORP 7,125 168,000 0.71%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,487 153,000 0.65%
14 BlackRock Investment Management, LLC 5,340 126,000 0.53%
15 CITIGROUP INC 4,500 106,000 0.45%
16 BANK OF MONTREAL /CAN/ 2,000 47,000 0.20%
17 US BANCORP \DE\ 812 19,000 0.08%
18 Formidable Asset Management, LLC 750 18,000 0.08%
19 NEXT Financial Group, Inc 200 5,000 0.02%
20 Tower Research Capital LLC (TRC) 200 5,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.