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WESTERN ASSET MUN DEF OPP TR
WESTERN ASSET MUN DEF OPP TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 28 Institutional holders with a total value of $30,596,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 464,153 11,506,000 37.61%
2 MORGAN STANLEY 338,997 8,404,000 27.47%
3 RAYMOND JAMES & ASSOCIATES 70,635 1,751,000 5.72%
4 UBS Group AG 66,097 1,638,000 5.35%
5 Raymond James Financial Services Advisors, Inc. 54,313 1,346,000 4.40%
6 Cetera Advisor Networks LLC 50,226 1,245,000 4.07%
7 WELLS FARGO & COMPANY/MN 44,594 1,106,000 3.61%
8 Commonwealth Equity Services, Inc 25,830 640,000 2.09%
9 VAN ECK ASSOCIATES CORP 18,967 470,000 1.54%
10 ROYAL BANK OF CANADA 15,400 382,000 1.25%
11 LPL Financial LLC 14,412 356,000 1.16%
12 CHEMICAL BANK 11,500 285,000 0.93%
13 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 11,208 278,000 0.91%
14 ADVISOR GROUP, INC. 9,996 248,000 0.81%
15 Koshinski Asset Management, Inc. 9,140 227,000 0.74%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,047 199,000 0.65%
17 MSI Financial Services Inc 5,138 127,000 0.42%
18 CITIGROUP INC 4,500 112,000 0.37%
19 MOSAIC FAMILY WEALTH, LLC 3,154 78,000 0.25%
20 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,450 36,000 0.12%
21 NEXT Financial Group, Inc 1,200 30,000 0.10%
22 Creative Planning 1,098 27,000 0.09%
23 FIRST INTERSTATE BANK 1,033 26,000 0.08%
24 Whitnell & Co. 1,033 26,000 0.08%
25 BRONFMAN E.L. ROTHSCHILD, L.P. 1,000 25,000 0.08%
26 Tower Research Capital LLC (TRC) 480 12,000 0.04%
27 ACROSPIRE INVESTMENT MANAGEMENT LLC 400 10,000 0.03%
28 IFP ADVISORS, INC 225 6,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.