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WESTERN ASSET MUN DEF OPP TR
WESTERN ASSET MUN DEF OPP TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 25 Institutional holders with a total value of $29,108,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 445,316 10,794,000 37.08%
2 MORGAN STANLEY 302,604 7,336,000 25.20%
3 RAYMOND JAMES & ASSOCIATES 103,010 2,497,000 8.58%
4 Raymond James Financial Services Advisors, Inc. 72,697 1,762,000 6.05%
5 UBS Group AG 71,526 1,734,000 5.96%
6 WELLS FARGO & COMPANY/MN 56,528 1,370,000 4.71%
7 Koshinski Asset Management, Inc. 26,840 651,000 2.24%
8 Commonwealth Equity Services, Inc 21,902 531,000 1.82%
9 LPL Financial LLC 20,957 513,000 1.76%
10 Cetera Advisor Networks LLC 21,188 513,000 1.76%
11 ROYAL BANK OF CANADA 12,000 291,000 1.00%
12 VAN ECK ASSOCIATES CORP 10,559 256,000 0.88%
13 AMERICAN INTERNATIONAL GROUP, INC. 9,804 238,000 0.82%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,518 158,000 0.54%
15 CITIGROUP INC 4,500 109,000 0.37%
16 MOSAIC FAMILY WEALTH, LLC 3,154 76,000 0.26%
17 FIRST INTERSTATE BANK 2,376 58,000 0.20%
18 Whitnell & Co. 2,376 58,000 0.20%
19 BANK OF MONTREAL /CAN/ 2,000 48,000 0.16%
20 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,450 35,000 0.12%
21 DEUTSCHE BANK AG\ 1,000 24,000 0.08%
22 Formidable Asset Management, LLC 750 18,000 0.06%
23 PNC FINANCIAL SERVICES GROUP, INC. 600 15,000 0.05%
24 Creative Planning 580 14,000 0.05%
25 NEXT Financial Group, Inc 400 9,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.