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WESTERN ASSET MUN DEF OPP TR
WESTERN ASSET MUN DEF OPP TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 22 Institutional holders with a total value of $23,039,207.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 339,703 7,661,000 33.25%
2 BANK OF AMERICA CORP /DE/ 258,115 5,821,000 25.27%
3 RAYMOND JAMES & ASSOCIATES 113,044 2,549,000 11.06%
4 WELLS FARGO & COMPANY/MN 72,049 1,625,000 7.05%
5 UBS AG 60,644 1,368,000 5.94%
6 GOLDMAN SACHS GROUP INC 31,950 720,000 3.13%
7 Invesco Ltd. 28,631 646,000 2.80% PRN
8 Raymond James Financial Services Advisors, Inc. 28,301 638,000 2.77%
9 ROYAL BANK OF CANADA 20,800 469,000 2.04%
10 Cetera Advisor Networks LLC 17,464 393,000 1.71%
11 Virtu KCG Holdings LLC 14,150 318,000 1.38%
12 AMERICAN INTERNATIONAL GROUP, INC. 9,854 222,207 0.96%
13 VAN ECK ASSOCIATES CORP 7,697 174,000 0.76%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,487 146,000 0.63%
15 CITIGROUP INC 4,500 101,000 0.44%
16 PNC FINANCIAL SERVICES GROUP, INC. 2,500 56,000 0.24%
17 BANK OF MONTREAL /CAN/ 2,000 45,000 0.20%
18 AMERIPRISE FINANCIAL INC 1,165 26,000 0.11%
19 NEXT Financial Group, Inc 1,000 23,000 0.10%
20 US BANCORP \DE\ 812 18,000 0.08%
21 Formidable Asset Management, LLC 750 17,000 0.07%
22 Alexandria Capital, LLC 151 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.