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WESTERN ASSET MUN DEF OPP TR
WESTERN ASSET MUN DEF OPP TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 32 Institutional holders with a total value of $25,708,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 407,223 8,792,000 34.20%
2 MORGAN STANLEY 296,360 6,398,000 24.89%
3 RAYMOND JAMES & ASSOCIATES 71,699 1,548,000 6.02%
4 Laurion Capital Management LP 71,629 1,546,000 6.01%
5 UBS Group AG 56,218 1,214,000 4.72%
6 Raymond James Financial Services Advisors, Inc. 47,274 1,021,000 3.97%
7 Cetera Advisor Networks LLC 35,856 773,000 3.01%
8 WELLS FARGO & COMPANY/MN 33,781 729,000 2.84%
9 Commonwealth Equity Services, Inc 24,910 538,000 2.09%
10 DOLIVER ADVISORS, LP 21,424 463,000 1.80%
11 LPL Financial LLC 19,131 415,000 1.61%
12 Koshinski Asset Management, Inc. 17,356 375,000 1.46%
13 VAN ECK ASSOCIATES CORP 14,294 309,000 1.20%
14 CHEMICAL BANK 11,095 240,000 0.93%
15 ADVISOR GROUP, INC. 10,311 223,000 0.87%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,957 215,000 0.84%
17 Virtu KCG Holdings LLC 9,413 203,000 0.79%
18 ROYAL BANK OF CANADA 9,000 194,000 0.75%
19 MSI Financial Services Inc 5,195 112,000 0.44%
20 CITIGROUP INC 4,500 97,000 0.38%
21 MOSAIC FAMILY WEALTH, LLC 3,154 68,000 0.26%
22 YORKBRIDGE WEALTH PARTNERS, LLC 2,550 57,000 0.22%
23 SEI INVESTMENTS CO 1,520 33,000 0.13%
24 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,450 31,000 0.12%
25 FIRST INTERSTATE BANK 1,033 22,000 0.09%
26 NEXT Financial Group, Inc 1,000 22,000 0.09%
27 BRONFMAN E.L. ROTHSCHILD, L.P. 1,000 22,000 0.09%
28 Whitnell & Co. 1,033 22,000 0.09%
29 Creative Planning 500 11,000 0.04%
30 ACROSPIRE INVESTMENT MANAGEMENT LLC 300 6,000 0.02%
31 IFP ADVISORS, INC 225 5,000 0.02%
32 Tower Research Capital LLC (TRC) 194 4,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.