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WESTERN ASSET MUN DEF OPP TR
WESTERN ASSET MUN DEF OPP TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 32 Institutional holders with a total value of $37,440,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 398,904 9,889,000 26.41%
2 MORGAN STANLEY 292,794 7,258,000 19.39%
3 Raymond James Financial Services Advisors, Inc. 178,325 4,421,000 11.81%
4 USCA RIA LLC 74,370 3,000,000 8.01%
5 GFS Advisors, LLC 74,370 3,000,000 8.01%
6 RAYMOND JAMES & ASSOCIATES 111,531 2,765,000 7.39%
7 UBS Group AG 67,178 1,665,000 4.45%
8 WELLS FARGO & COMPANY/MN 47,323 1,173,000 3.13%
9 Commonwealth Equity Services, Inc 23,654 586,000 1.57%
10 Cetera Advisor Networks LLC 22,969 570,000 1.52%
11 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 22,154 549,000 1.47%
12 LPL Financial LLC 21,970 546,000 1.46%
13 VAN ECK ASSOCIATES CORP 14,377 356,000 0.95%
14 Koshinski Asset Management, Inc. 12,949 321,000 0.86%
15 ROYAL BANK OF CANADA 12,334 305,000 0.81%
16 AMERICAN INTERNATIONAL GROUP, INC. 9,804 243,000 0.65%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,527 162,000 0.43%
18 MSI Financial Services Inc 5,034 125,000 0.33%
19 CITIGROUP INC 4,500 112,000 0.30%
20 MOSAIC FAMILY WEALTH, LLC 3,154 78,000 0.21%
21 FIRST INTERSTATE BANK 2,376 59,000 0.16%
22 Whitnell & Co. 2,376 59,000 0.16%
23 BANK OF MONTREAL /CAN/ 2,000 50,000 0.13%
24 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,450 36,000 0.10%
25 US BANCORP \DE\ 1,146 28,000 0.07%
26 DEUTSCHE BANK AG\ 1,000 24,000 0.06%
27 Formidable Asset Management, LLC 750 18,000 0.05%
28 Creative Planning 586 15,000 0.04%
29 Joel Isaacson & Co., LLC 500 12,000 0.03%
30 NEXT Financial Group, Inc 400 9,000 0.02%
31 IFP ADVISORS, INC 225 6,000 0.02%
32 PNC FINANCIAL SERVICES GROUP, INC. 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.