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WESTERN ASSET MUN DEF OPP TR
WESTERN ASSET MUN DEF OPP TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 22 Institutional holders with a total value of $27,183,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEXT Financial Group, Inc 400 9,000 0.03%
2 PNC FINANCIAL SERVICES GROUP, INC. 592 14,000 0.05%
3 Formidable Asset Management, LLC 750 17,000 0.06%
4 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,450 35,000 0.13%
5 BANK OF MONTREAL /CAN/ 2,000 48,000 0.18%
6 FIRST INTERSTATE BANK 2,376 57,000 0.21%
7 Whitnell & Co. 2,376 57,000 0.21%
8 CITIGROUP INC 4,500 107,000 0.39%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,507 155,000 0.57%
10 INTEGRATED WEALTH MANAGEMENT 7,098 169,000 0.62%
11 VAN ECK ASSOCIATES CORP 9,514 226,000 0.83%
12 AMERICAN INTERNATIONAL GROUP, INC. 9,854 234,000 0.86%
13 LPL Financial LLC 13,011 305,000 1.12%
14 ROYAL BANK OF CANADA 14,257 340,000 1.25%
15 Cetera Advisor Networks LLC 19,517 464,000 1.71%
16 Koshinski Asset Management, Inc. 26,840 598,000 2.20%
17 Raymond James Financial Services Advisors, Inc. 51,344 1,222,000 4.50%
18 WELLS FARGO & COMPANY/MN 58,133 1,383,000 5.09%
19 UBS Group AG 66,832 1,591,000 5.85%
20 RAYMOND JAMES & ASSOCIATES 104,426 2,485,000 9.14%
21 MORGAN STANLEY 311,458 7,413,000 27.27%
22 BANK OF AMERICA CORP /DE/ 430,871 10,254,000 37.72%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.