Dark
Light
System
Security
WESTERN ASSET MUN DEF OPP TR
WESTERN ASSET MUN DEF OPP TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 31 Institutional holders with a total value of $30,049,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 IFP ADVISORS, INC 225 6,000 0.02%
2 ACROSPIRE INVESTMENT MANAGEMENT LLC 300 7,000 0.02%
3 Tower Research Capital LLC (TRC) 380 9,000 0.03%
4 NEXT Financial Group, Inc 400 9,000 0.03%
5 Creative Planning 592 15,000 0.05%
6 DEUTSCHE BANK AG\ 1,000 24,000 0.08%
7 BRONFMAN E.L. ROTHSCHILD, L.P. 1,000 25,000 0.08%
8 FIRST INTERSTATE BANK 1,033 26,000 0.09%
9 Whitnell & Co. 1,033 26,000 0.09%
10 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,450 36,000 0.12%
11 US BANCORP \DE\ 1,615 40,000 0.13%
12 BANK OF MONTREAL /CAN/ 2,000 50,000 0.17%
13 MOSAIC FAMILY WEALTH, LLC 3,155 79,000 0.26%
14 CITIGROUP INC 4,500 112,000 0.37%
15 MSI Financial Services Inc 5,086 126,000 0.42%
16 Iowa State Bank 7,436 185,000 0.62%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,437 185,000 0.62%
18 Koshinski Asset Management, Inc. 9,140 227,000 0.76%
19 ADVISOR GROUP, INC. 9,804 243,000 0.81%
20 LPL Financial LLC 12,841 309,000 1.03%
21 ROYAL BANK OF CANADA 16,740 416,000 1.38%
22 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 17,194 427,000 1.42%
23 VAN ECK ASSOCIATES CORP 17,234 428,000 1.42%
24 Cetera Advisor Networks LLC 24,609 611,000 2.03%
25 Commonwealth Equity Services, Inc 24,631 612,000 2.04%
26 WELLS FARGO & COMPANY/MN 43,705 1,085,000 3.61%
27 UBS Group AG 65,413 1,624,000 5.40%
28 Raymond James Financial Services Advisors, Inc. 74,765 1,856,000 6.18%
29 RAYMOND JAMES & ASSOCIATES 113,482 2,818,000 9.38%
30 MORGAN STANLEY 314,631 7,812,000 26.00%
31 BANK OF AMERICA CORP /DE/ 427,733 10,621,000 35.35%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.