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XOMA CORP DEL
XOMA CORP DEL. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 95 Institutional holders with a total value of $37,462,246.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 CITIGROUP INC 63,700 48,000 0.13% Call
52 Koshinski Asset Management, Inc. 11,720 45,000 0.12%
53 DekaBank Deutsche Girozentrale 59,500 45,000 0.12%
54 Connor, Clark & Lunn Investment Management Ltd. 58,900 44,000 0.12%
55 SG Americas Securities, LLC 56,011 42,000 0.11%
56 VOYA INVESTMENT MANAGEMENT LLC 53,900 41,000 0.11%
57 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 51,561 39,000 0.10%
58 LADENBURG THALMANN FINANCIAL SERVICES INC. 51,170 39,000 0.10%
59 WELLS FARGO & COMPANY/MN 48,719 36,000 0.10%
60 TFS CAPITAL LLC 46,363 35,000 0.09%
61 Virtu KCG Holdings LLC 45,513 34,000 0.09%
62 MANUFACTURERS LIFE INSURANCE COMPANY, THE 39,131 29,000 0.08%
63 Quantitative Investment Management, LLC 36,700 27,000 0.07%
64 ARDSLEY ADVISORY PARTNERS LP 30,000 23,000 0.06%
65 CITIGROUP INC 28,289 22,000 0.06%
66 BlackRock Group LTD 25,498 20,000 0.05%
67 PRICE T ROWE ASSOCIATES INC /MD/ 25,760 19,000 0.05%
68 DEUTSCHE BANK AG\ 26,704 19,000 0.05%
69 GUGGENHEIM CAPITAL LLC 21,837 17,000 0.05%
70 BNP PARIBAS FINANCIAL MARKETS 21,287 15,965 0.04%
71 PRINCIPAL FINANCIAL GROUP INC 16,947 13,000 0.03%
72 Legal & General Group Plc 16,864 13,000 0.03%
73 SIMPLEX TRADING, LLC 16,556 12,000 0.03%
74 TEACHER RETIREMENT SYSTEM OF TEXAS 13,000 10,000 0.03%
75 BANK OF AMERICA CORP /DE/ 8,867 7,000 0.02%
76 UBS Group AG 9,413 7,000 0.02%
77 CITIGROUP INC 6,400 5,000 0.01% Put
78 UBS Group AG 4,900 4,000 0.01% Call
79 BANK OF AMERICA CORP /DE/ 4,000 3,000 0.01% Put
80 BANK OF AMERICA CORP /DE/ 3,000 2,000 0.01% Call
81 BlackRock Finance, Inc. 2,140 2,000 0.01%
82 Highlander Capital Management, LLC 2,400 1,000 0.00%
83 Tradewinds Capital Management, LLC 1,000 1,000 0.00%
84 KRILOGY FINANCIAL LLC 500 1,000 0.00%
85 D.A. DAVIDSON & CO. 66 0 0.00%
86 Joel Isaacson & Co., LLC 3 0 0.00%
87 BARCLAYS PLC 31,314 0 0.00%
88 CWM, LLC 6 0 0.00%
89 PNC FINANCIAL SERVICES GROUP, INC. 501 0 0.00%
90 REILLY FINANCIAL ADVISORS, LLC 349 0 0.00%
91 BANK OF MONTREAL /CAN/ 461 0 0.00%
92 HUNTINGTON NATIONAL BANK 624 0 0.00%
93 UBS Group AG 500 0 0.00% Put
94 TCI Wealth Advisors, Inc. 500 0 0.00%
95 WFG Advisors, LP 353 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.