| 1 |
UBS AG |
2,007,645 |
33,769,000 |
39.12% |
|
|
| 2 |
MARINER INVESTMENT GROUP LLC |
550,066 |
9,252,000 |
10.72% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
426,246 |
7,169,000 |
8.30% |
|
|
| 4 |
BANK OF AMERICA CORP /DE/ |
411,460 |
6,921,000 |
8.02% |
|
|
| 5 |
Saba Capital Management, L.P. |
397,768 |
6,690,000 |
7.75% |
|
|
| 6 |
JPMORGAN CHASE & CO |
226,771 |
3,814,000 |
4.42% |
|
|
| 7 |
SIT INVESTMENT ASSOCIATES INC |
205,836 |
3,462,000 |
4.01% |
|
|
| 8 |
Invesco Ltd. |
141,065 |
2,373,000 |
2.75% |
|
|
| 9 |
BARCLAYS PLC |
114,377 |
1,830,000 |
2.12% |
|
|
| 10 |
Merriman Wealth Management, LLC |
95,013 |
1,621,000 |
1.88% |
|
|
| 11 |
Shaker Financial Services, LLC |
94,932 |
1,597,000 |
1.85% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
79,610 |
1,339,000 |
1.55% |
|
|
| 13 |
GUGGENHEIM CAPITAL LLC |
62,018 |
1,043,000 |
1.21% |
|
|
| 14 |
ROYAL BANK OF CANADA |
61,658 |
1,037,000 |
1.20% |
|
|
| 15 |
Paloma Partners Management Co |
56,994 |
959,000 |
1.11% |
|
|
| 16 |
Private Wealth Partners, LLC |
33,164 |
558,000 |
0.65% |
|
|
| 17 |
ROBINSON CAPITAL MANAGEMENT, LLC |
23,027 |
387,000 |
0.45% |
|
|
| 18 |
HighTower Advisors, LLC |
22,950 |
386,000 |
0.45% |
|
|
| 19 |
Virtu KCG Holdings LLC |
20,868 |
351,000 |
0.41% |
|
|
| 20 |
CTC Alternative Strategies, Ltd. |
19,000 |
319,580 |
0.37% |
|
|
| 21 |
Raymond James Financial Services Advisors, Inc. |
16,475 |
277,000 |
0.32% |
|
|
| 22 |
PNC FINANCIAL SERVICES GROUP, INC. |
13,750 |
231,000 |
0.27% |
|
|
| 23 |
MORGAN STANLEY |
12,828 |
216,000 |
0.25% |
|
|
| 24 |
KNIGHTSBRIDGE ASSET MANAGEMENT, LLC |
12,350 |
208,000 |
0.24% |
|
|
| 25 |
WEDBUSH SECURITIES INC |
11,460 |
193,000 |
0.22% |
|
|
| 26 |
Thomas J. Herzfeld Advisors, Inc. |
5,001 |
84,000 |
0.10% |
|
|
| 27 |
ENVESTNET ASSET MANAGEMENT INC |
4,800 |
81,000 |
0.09% |
|
|
| 28 |
FIFTH THIRD BANCORP |
4,500 |
76,000 |
0.09% |
|
|
| 29 |
Sandy Spring Bank |
1,250 |
21,000 |
0.02% |
|
|
| 30 |
THOMPSON DAVIS & CO., INC. |
1,000 |
17,000 |
0.02% |
|
|
| 31 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,023 |
17,000 |
0.02% |
|
|
| 32 |
DEUTSCHE BANK AG\ |
900 |
15,000 |
0.02% |
|
|
| 33 |
FIRST MANHATTAN CO. LLC. |
600 |
10,000 |
0.01% |
|
|
| 34 |
AMERIPRISE FINANCIAL INC |
200 |
3,000 |
0.00% |
|
|
| 35 |
CITIGROUP INC |
57 |
1,000 |
0.00% |
|
|
