| 1 |
UBS Group AG |
992,106 |
15,685,000 |
17.72% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
674,714 |
10,667,000 |
12.05% |
|
|
| 3 |
BESSEMER GROUP INC |
666,043 |
10,530,000 |
11.90% |
|
|
| 4 |
EATON VANCE MANAGEMENT |
531,305 |
8,108,000 |
9.16% |
|
|
| 5 |
Saba Capital Management, L.P. |
409,821 |
6,479,000 |
7.32% |
|
|
| 6 |
MARINER INVESTMENT GROUP LLC |
285,230 |
4,509,000 |
5.09% |
|
|
| 7 |
BANK OF AMERICA CORP /DE/ |
257,823 |
4,076,000 |
4.61% |
|
|
| 8 |
GUGGENHEIM CAPITAL LLC |
247,114 |
3,907,000 |
4.41% |
|
|
| 9 |
Invesco Ltd. |
237,661 |
3,758,000 |
4.25% |
|
|
| 10 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
229,226 |
3,624,000 |
4.09% |
|
|
| 11 |
ROYAL BANK OF CANADA |
161,906 |
2,560,000 |
2.89% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
158,125 |
2,500,000 |
2.82% |
|
|
| 13 |
LPL Financial LLC |
119,261 |
1,875,000 |
2.12% |
|
|
| 14 |
MORGAN STANLEY |
117,027 |
1,851,000 |
2.09% |
|
|
| 15 |
JPMORGAN CHASE & CO |
105,404 |
1,666,000 |
1.88% |
|
|
| 16 |
Paloma Partners Management Co |
102,622 |
1,622,000 |
1.83% |
|
|
| 17 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
81,545 |
1,289,000 |
1.46% |
|
|
| 18 |
ASHFORD CAPITAL MANAGEMENT INC |
39,503 |
625,000 |
0.71% |
|
|
| 19 |
Cetera Advisor Networks LLC |
36,128 |
597,000 |
0.67% |
|
|
| 20 |
CITIGROUP INC |
25,801 |
408,000 |
0.46% |
|
|
| 21 |
EDGEWOOD MANAGEMENT LLC |
23,900 |
378,000 |
0.43% |
|
|
| 22 |
BROOKFIELD Corp /ON/ |
23,450 |
371,000 |
0.42% |
|
|
| 23 |
OPPENHEIMER & CO INC |
17,486 |
276,000 |
0.31% |
|
|
| 24 |
Laurion Capital Management LP |
17,257 |
273,000 |
0.31% |
|
|
| 25 |
Virtu KCG Holdings LLC |
15,497 |
245,000 |
0.28% |
|
|
| 26 |
KNIGHTSBRIDGE ASSET MANAGEMENT, LLC |
11,050 |
175,000 |
0.20% |
|
|
| 27 |
HOLLENCREST CAPITAL MANAGEMENT |
10,660 |
168,000 |
0.19% |
|
|
| 28 |
Thomas J. Herzfeld Advisors, Inc. |
5,001 |
78,000 |
0.09% |
|
|
| 29 |
FIFTH THIRD BANCORP |
4,500 |
71,000 |
0.08% |
|
|
| 30 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
2,000 |
32,000 |
0.04% |
|
|
| 31 |
BANK OF MONTREAL /CAN/ |
2,000 |
32,000 |
0.04% |
|
|
| 32 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,479 |
23,000 |
0.03% |
|
|
| 33 |
PANAGORA ASSET MANAGEMENT INC |
1,364 |
22,000 |
0.02% |
|
|
| 34 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
874 |
14,000 |
0.02% |
|
|
| 35 |
FIRST MANHATTAN CO. LLC. |
600 |
9,000 |
0.01% |
|
|
| 36 |
MSI Financial Services Inc |
200 |
3,000 |
0.00% |
|
|
| 37 |
Tower Research Capital LLC (TRC) |
65 |
1,000 |
0.00% |
|
|
