| 1 |
UBS Group AG |
1,048,988 |
17,277,000 |
20.67% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
660,696 |
10,882,000 |
13.02% |
|
|
| 3 |
BESSEMER GROUP INC |
612,043 |
10,080,000 |
12.06% |
|
|
| 4 |
EATON VANCE MANAGEMENT |
365,526 |
6,020,000 |
7.20% |
|
|
| 5 |
Saba Capital Management, L.P. |
358,656 |
5,907,000 |
7.07% |
|
|
| 6 |
BANK OF AMERICA CORP /DE/ |
281,525 |
4,637,000 |
5.55% |
|
|
| 7 |
GUGGENHEIM CAPITAL LLC |
257,379 |
4,239,000 |
5.07% |
|
|
| 8 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
241,493 |
3,977,000 |
4.76% |
|
|
| 9 |
Invesco Ltd. |
220,925 |
3,639,000 |
4.35% |
|
|
| 10 |
ROYAL BANK OF CANADA |
167,781 |
2,763,000 |
3.31% |
|
|
| 11 |
WELLS FARGO & COMPANY/MN |
154,127 |
2,538,000 |
3.04% |
|
|
| 12 |
MORGAN STANLEY |
124,620 |
2,053,000 |
2.46% |
|
|
| 13 |
JPMORGAN CHASE & CO |
105,180 |
1,732,000 |
2.07% |
|
|
| 14 |
Laurion Capital Management LP |
100,398 |
1,654,000 |
1.98% |
|
|
| 15 |
MARINER INVESTMENT GROUP LLC |
96,249 |
1,585,000 |
1.90% |
|
|
| 16 |
Paloma Partners Management Co |
51,575 |
849,000 |
1.02% |
|
|
| 17 |
Raymond James Financial Services Advisors, Inc. |
40,670 |
670,000 |
0.80% |
|
|
| 18 |
Cetera Advisor Networks LLC |
36,128 |
597,000 |
0.71% |
|
|
| 19 |
ASHFORD CAPITAL MANAGEMENT INC |
29,607 |
488,000 |
0.58% |
|
|
| 20 |
CITIGROUP INC |
25,540 |
420,000 |
0.50% |
|
|
| 21 |
BROOKFIELD Corp /ON/ |
23,450 |
386,000 |
0.46% |
|
|
| 22 |
OPPENHEIMER & CO INC |
14,586 |
241,000 |
0.29% |
|
|
| 23 |
CLOUGH CAPITAL PARTNERS L P |
12,400 |
204,000 |
0.24% |
|
|
| 24 |
KNIGHTSBRIDGE ASSET MANAGEMENT, LLC |
11,050 |
182,000 |
0.22% |
|
|
| 25 |
HOLLENCREST CAPITAL MANAGEMENT |
10,660 |
175,000 |
0.21% |
|
|
| 26 |
Thomas J. Herzfeld Advisors, Inc. |
5,001 |
82,000 |
0.10% |
|
|
| 27 |
PNC FINANCIAL SERVICES GROUP, INC. |
4,636 |
76,000 |
0.09% |
|
|
| 28 |
FIFTH THIRD BANCORP |
4,500 |
74,000 |
0.09% |
|
|
| 29 |
BANK OF MONTREAL /CAN/ |
2,000 |
33,000 |
0.04% |
|
|
| 30 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
2,000 |
33,000 |
0.04% |
|
|
| 31 |
PANAGORA ASSET MANAGEMENT INC |
1,407 |
23,000 |
0.03% |
|
|
| 32 |
NEXT Financial Group, Inc |
1,300 |
21,000 |
0.03% |
|
|
| 33 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
822 |
14,000 |
0.02% |
|
|
| 34 |
FIRST MANHATTAN CO. LLC. |
600 |
9,000 |
0.01% |
|
|
| 35 |
MSI Financial Services Inc |
430 |
7,000 |
0.01% |
|
|
| 36 |
MUFG Americas Holdings Corp |
134 |
2,000 |
0.00% |
|
|
