| 1 |
SIT INVESTMENT ASSOCIATES INC |
2,074,652 |
30,850,000 |
26.74% |
|
|
| 2 |
UBS Group AG |
1,099,049 |
16,342,000 |
14.16% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
728,473 |
10,832,000 |
9.39% |
|
|
| 4 |
BESSEMER GROUP INC |
663,475 |
9,866,000 |
8.55% |
|
|
| 5 |
EATON VANCE MANAGEMENT |
638,252 |
9,491,000 |
8.23% |
|
|
| 6 |
WESCAP MANAGEMENT GROUP, INC. |
319,210 |
4,747,000 |
4.11% |
|
|
| 7 |
Invesco Ltd. |
240,993 |
3,584,000 |
3.11% |
|
|
| 8 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
215,979 |
3,217,000 |
2.79% |
|
|
| 9 |
BANK OF AMERICA CORP /DE/ |
172,726 |
2,568,000 |
2.23% |
|
|
| 10 |
ROYAL BANK OF CANADA |
153,364 |
2,281,000 |
1.98% |
|
|
| 11 |
GUGGENHEIM CAPITAL LLC |
147,217 |
2,189,000 |
1.90% |
|
|
| 12 |
Saba Capital Management, L.P. |
129,546 |
1,926,000 |
1.67% |
|
|
| 13 |
PROFICIO CAPITAL PARTNERS LLC |
126,339 |
1,905,000 |
1.65% |
|
|
| 14 |
MORGAN STANLEY |
116,274 |
1,729,000 |
1.50% |
|
|
| 15 |
SeaBridge Investment Advisors LLC |
114,544 |
1,703,000 |
1.48% |
|
|
| 16 |
FIRST FOUNDATION ADVISORS |
114,482 |
1,702,000 |
1.48% |
|
|
| 17 |
KOVITZ INVESTMENT GROUP PARTNERS, LLC |
99,933 |
1,486,000 |
1.29% |
|
|
| 18 |
Advisors Asset Management, Inc. |
73,351 |
1,091,000 |
0.95% |
|
|
| 19 |
ROBINSON CAPITAL MANAGEMENT, LLC |
69,386 |
1,032,000 |
0.89% |
|
|
| 20 |
LPL Financial LLC |
64,961 |
969,000 |
0.84% |
|
|
| 21 |
FIRST TRUST ADVISORS LP |
61,383 |
913,000 |
0.79% |
|
|
| 22 |
Paloma Partners Management Co |
50,000 |
744,000 |
0.64% |
|
|
| 23 |
Cetera Advisor Networks LLC |
44,169 |
653,000 |
0.57% |
|
|
| 24 |
WELLS FARGO & COMPANY/MN |
34,285 |
510,000 |
0.44% |
|
|
| 25 |
PENN MUTUAL LIFE INSURANCE CO |
26,000 |
391,000 |
0.34% |
|
|
| 26 |
KING LUTHER CAPITAL MANAGEMENT CORP |
25,000 |
372,000 |
0.32% |
|
|
| 27 |
BROOKFIELD Corp /ON/ |
23,450 |
349,000 |
0.30% |
|
|
| 28 |
E&G Advisors, LP |
20,900 |
311,000 |
0.27% |
|
|
| 29 |
GREAT AMERICAN GROUP, INC. |
19,971 |
297,000 |
0.26% |
|
|
| 30 |
RAYMOND JAMES & ASSOCIATES |
16,200 |
241,000 |
0.21% |
|
|
| 31 |
BB&T SECURITIES, LLC |
15,348 |
228,000 |
0.20% |
|
|
| 32 |
STIFEL FINANCIAL CORP |
12,592 |
187,000 |
0.16% |
|
|
| 33 |
HOLLENCREST CAPITAL MANAGEMENT |
10,897 |
162,000 |
0.14% |
|
|
| 34 |
KNIGHTSBRIDGE ASSET MANAGEMENT, LLC |
10,100 |
150,000 |
0.13% |
|
|
| 35 |
Bank of New York Mellon Corp |
10,001 |
149,000 |
0.13% |
|
|
| 36 |
Global X Management CO LLC |
3,111 |
46,000 |
0.04% |
|
|
| 37 |
Thomas J. Herzfeld Advisors, Inc. |
3,001 |
45,000 |
0.04% |
|
|
| 38 |
ENVESTNET ASSET MANAGEMENT INC |
3,000 |
45,000 |
0.04% |
|
|
| 39 |
BANK OF MONTREAL /CAN/ |
2,000 |
30,000 |
0.03% |
|
|
| 40 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,163 |
17,000 |
0.01% |
|
|
| 41 |
JPMORGAN CHASE & CO |
900 |
13,000 |
0.01% |
|
|
| 42 |
PENSERRA CAPITAL MANAGEMENT LLC |
263 |
4,000 |
0.00% |
|
|
| 43 |
MSI Financial Services Inc |
300 |
4,000 |
0.00% |
|
|
| 44 |
CITIGROUP INC |
54 |
1,000 |
0.00% |
|
|
| 45 |
WOLVERINE TRADING LP /BD |
56 |
836 |
0.00% |
|
|
