| 1 |
UBS Group AG |
872,114 |
12,855,000 |
14.63% |
|
|
| 2 |
SIT INVESTMENT ASSOCIATES INC |
735,271 |
10,838,000 |
12.34% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
679,714 |
10,019,000 |
11.40% |
|
|
| 4 |
BESSEMER GROUP INC |
672,043 |
9,906,000 |
11.27% |
|
|
| 5 |
Saba Capital Management, L.P. |
612,507 |
9,028,000 |
10.28% |
|
|
| 6 |
MARINER INVESTMENT GROUP LLC |
512,253 |
7,551,000 |
8.59% |
|
|
| 7 |
Invesco Ltd. |
240,504 |
3,545,000 |
4.03% |
|
|
| 8 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
220,118 |
3,245,000 |
3.69% |
|
|
| 9 |
GUGGENHEIM CAPITAL LLC |
207,594 |
3,060,000 |
3.48% |
|
|
| 10 |
BANK OF AMERICA CORP /DE/ |
205,151 |
3,024,000 |
3.44% |
|
|
| 11 |
ROYAL BANK OF CANADA |
156,024 |
2,300,000 |
2.62% |
|
|
| 12 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
128,822 |
1,879,000 |
2.14% |
|
|
| 13 |
WELLS FARGO & COMPANY/MN |
125,774 |
1,854,000 |
2.11% |
|
|
| 14 |
MORGAN STANLEY |
119,037 |
1,754,000 |
2.00% |
|
|
| 15 |
Paloma Partners Management Co |
74,000 |
1,091,000 |
1.24% |
|
|
| 16 |
Laurion Capital Management LP |
66,589 |
982,000 |
1.12% |
|
|
| 17 |
ASHFORD CAPITAL MANAGEMENT INC |
53,672 |
791,000 |
0.90% |
|
|
| 18 |
Cetera Advisor Networks LLC |
40,030 |
587,000 |
0.67% |
|
|
| 19 |
Shaker Financial Services, LLC |
33,377 |
492,000 |
0.56% |
|
|
| 20 |
SeaBridge Investment Advisors LLC |
31,340 |
462,000 |
0.53% |
|
|
| 21 |
CITIGROUP INC |
27,286 |
402,000 |
0.46% |
|
|
| 22 |
KING LUTHER CAPITAL MANAGEMENT CORP |
25,000 |
369,000 |
0.42% |
|
|
| 23 |
EDGEWOOD MANAGEMENT LLC |
23,900 |
352,000 |
0.40% |
|
|
| 24 |
BROOKFIELD Corp /ON/ |
23,450 |
346,000 |
0.39% |
|
|
| 25 |
EATON VANCE MANAGEMENT |
22,714 |
334,000 |
0.38% |
|
|
| 26 |
LPL Financial LLC |
16,034 |
234,000 |
0.27% |
|
|
| 27 |
KNIGHTSBRIDGE ASSET MANAGEMENT, LLC |
10,400 |
153,000 |
0.17% |
|
|
| 28 |
CLOUGH CAPITAL PARTNERS L P |
10,100 |
149,000 |
0.17% |
|
|
| 29 |
Thomas J. Herzfeld Advisors, Inc. |
5,001 |
74,000 |
0.08% |
|
|
| 30 |
ENVESTNET ASSET MANAGEMENT INC |
3,000 |
44,000 |
0.05% |
|
|
| 31 |
Global X Management CO LLC |
2,100 |
31,000 |
0.04% |
|
|
| 32 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
2,000 |
29,000 |
0.03% |
|
|
| 33 |
BANK OF MONTREAL /CAN/ |
2,000 |
29,000 |
0.03% |
|
|
| 34 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,479 |
22,000 |
0.03% |
|
|
| 35 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
964 |
14,000 |
0.02% |
|
|
| 36 |
FIRST MANHATTAN CO. LLC. |
600 |
8,000 |
0.01% |
|
|
| 37 |
Creative Planning |
471 |
7,000 |
0.01% |
|
|
| 38 |
MSI Financial Services Inc |
200 |
3,000 |
0.00% |
|
|
