| 1 |
UBS AG |
1,207,956 |
20,523,000 |
21.95% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
651,920 |
11,076,000 |
11.84% |
|
|
| 3 |
BESSEMER GROUP INC |
612,043 |
10,399,000 |
11.12% |
|
|
| 4 |
Saba Capital Management, L.P. |
584,734 |
9,935,000 |
10.62% |
|
|
| 5 |
MARINER INVESTMENT GROUP LLC |
468,394 |
7,958,000 |
8.51% |
|
|
| 6 |
BANK OF AMERICA CORP /DE/ |
310,138 |
5,269,000 |
5.63% |
|
|
| 7 |
GUGGENHEIM CAPITAL LLC |
223,742 |
3,801,000 |
4.06% |
|
|
| 8 |
BARCLAYS PLC |
212,771 |
3,405,000 |
3.64% |
|
|
| 9 |
Invesco Ltd. |
181,250 |
3,079,000 |
3.29% |
|
|
| 10 |
ASHFORD CAPITAL MANAGEMENT INC |
153,176 |
2,602,000 |
2.78% |
|
|
| 11 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
147,173 |
2,500,000 |
2.67% |
|
|
| 12 |
JPMORGAN CHASE & CO |
146,333 |
2,486,000 |
2.66% |
|
|
| 13 |
Grantham, Mayo, Van Otterloo & Co. LLC |
120,000 |
2,039,000 |
2.18% |
|
|
| 14 |
WELLS FARGO & COMPANY/MN |
115,437 |
1,961,000 |
2.10% |
|
|
| 15 |
ROYAL BANK OF CANADA |
64,853 |
1,102,000 |
1.18% |
|
|
| 16 |
Raymond James Financial Services Advisors, Inc. |
37,730 |
641,000 |
0.69% |
|
|
| 17 |
MORGAN STANLEY |
36,887 |
627,000 |
0.67% |
|
|
| 18 |
Merriman Wealth Management, LLC |
36,050 |
610,000 |
0.65% |
|
|
| 19 |
Paloma Partners Management Co |
26,731 |
454,000 |
0.49% |
|
|
| 20 |
Private Wealth Partners, LLC |
25,960 |
441,000 |
0.47% |
|
|
| 21 |
Cetera Advisor Networks LLC |
24,262 |
412,000 |
0.44% |
|
|
| 22 |
BROOKFIELD Corp /ON/ |
23,450 |
398,000 |
0.43% |
|
|
| 23 |
ROBINSON CAPITAL MANAGEMENT, LLC |
22,705 |
386,000 |
0.41% |
|
|
| 24 |
PNC FINANCIAL SERVICES GROUP, INC. |
13,750 |
234,000 |
0.25% |
|
|
| 25 |
Shaker Financial Services, LLC |
12,008 |
204,000 |
0.22% |
|
|
| 26 |
KNIGHTSBRIDGE ASSET MANAGEMENT, LLC |
11,950 |
203,000 |
0.22% |
|
|
| 27 |
CITIGROUP INC |
11,504 |
195,000 |
0.21% |
|
|
| 28 |
HighTower Advisors, LLC |
10,240 |
174,000 |
0.19% |
|
|
| 29 |
Thomas J. Herzfeld Advisors, Inc. |
5,001 |
85,000 |
0.09% |
|
|
| 30 |
FIFTH THIRD BANCORP |
4,500 |
76,000 |
0.08% |
|
|
| 31 |
DEUTSCHE BANK AG\ |
3,950 |
67,000 |
0.07% |
|
|
| 32 |
ENVESTNET ASSET MANAGEMENT INC |
3,800 |
65,000 |
0.07% |
|
|
| 33 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
1,700 |
29,000 |
0.03% |
|
|
| 34 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,323 |
22,000 |
0.02% |
|
|
| 35 |
NEXT Financial Group, Inc |
1,300 |
22,000 |
0.02% |
|
|
| 36 |
Sandy Spring Bank |
1,250 |
21,000 |
0.02% |
|
|
| 37 |
FIRST MANHATTAN CO. LLC. |
600 |
10,000 |
0.01% |
|
|
| 38 |
MUFG Americas Holdings Corp |
77 |
1,000 |
0.00% |
|
|
