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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 28 Institutional holders with a total value of $138,204,230.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 2,429,251 108,976,000 78.85%
2 MORGAN STANLEY 198,848 8,920,000 6.45%
3 WELLS FARGO & COMPANY/MN 148,212 6,649,000 4.81%
4 BANK OF AMERICA CORP /DE/ 65,809 2,952,000 2.14%
5 JANE STREET GROUP, LLC 45,436 2,038,000 1.47%
6 STIFEL FINANCIAL CORP 41,907 1,882,000 1.36%
7 UBS Group AG 30,092 1,350,000 0.98%
8 Janney Montgomery Scott LLC 17,849 801,000 0.58%
9 Virtu KCG Holdings LLC 15,647 702,000 0.51%
10 AMERIPRISE FINANCIAL INC 11,302 507,000 0.37%
11 ROYAL BANK OF CANADA 10,849 487,000 0.35%
12 RAYMOND JAMES & ASSOCIATES 10,728 481,000 0.35%
13 BENJAMIN F. EDWARDS & COMPANY, INC. 8,582 385,000 0.28%
14 Raymond James Financial Services Advisors, Inc. 8,126 365,000 0.26%
15 FOUNDERS FINANCIAL SECURITIES LLC 8,000 359,000 0.26%
16 Horizon Investments, LLC 7,998 359,000 0.26%
17 HL FINANCIAL SERVICES LLC 5,775 259,000 0.19%
18 LPL Financial LLC 5,513 247,000 0.18%
19 WealthTrust Fairport, LLC 5,245 235,000 0.17%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,144 186,000 0.13%
21 IFP ADVISORS, INC 390 17,000 0.01%
22 CITIGROUP INC 257 12,000 0.01%
23 ADVISOR GROUP, INC. 250 11,000 0.01%
24 WFG Advisors, LP 256 11,000 0.01%
25 PNC FINANCIAL SERVICES GROUP, INC. 170 8,000 0.01%
26 Harbour Capital Advisors, LLC 72 3,230 0.00%
27 CRIBSTONE CAPITAL MANAGEMENT, LLC 45 2,000 0.00%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.