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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 97 Institutional holders with a total value of $756,179,855.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Ledyard National Bank 200 4,000 0.00%
2 CREATIVE FINANCIAL DESIGNS INC /ADV 357 7,000 0.00%
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 364 7,000 0.00%
4 IHT WEALTH MANAGEMENT, LLC 575 11,000 0.00%
5 D.A. DAVIDSON & CO. 825 15,000 0.00%
6 INTELLECTUS PARTNERS, LLC 925 18,000 0.00%
7 NORTHERN TRUST CORP 98,120 19,000 0.00%
8 CITIGROUP INC 1,600 30,000 0.00%
9 Winslow, Evans & Crocker, Inc. 3,026 57,446 0.01%
10 GENEOS WEALTH MANAGEMENT INC. 3,190 60,000 0.01%
11 NEXT Financial Group, Inc 4,317 82,000 0.01%
12 Carroll Financial Associates, Inc. 4,980 94,000 0.01%
13 WHITTIER TRUST CO 5,000 95,000 0.01%
14 BlackRock Investment Management, LLC 5,287 100,000 0.01%
15 WFG Advisors, LP 6,650 126,000 0.02%
16 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 8,630 163,000 0.02%
17 Whitnell & Co. 9,960 189,000 0.02%
18 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 10,074 193,000 0.03%
19 USCA RIA LLC 10,554 200,000 0.03%
20 IFC Holdings Incorporated/FL 10,726 203,000 0.03%
21 STEPHENS INC /AR/ 11,050 210,000 0.03%
22 AE WEALTH MANAGEMENT LLC 11,395 216,000 0.03%
23 Prospera Financial Services Inc 12,380 235,000 0.03%
24 BURNS J W & CO INC/NY 12,975 246,000 0.03%
25 INTERNATIONAL ASSETS HOLDING CORP 13,504 256,000 0.03%
26 BSC PRIVATE WEALTH MANAGEMENT, LLC 14,122 269,000 0.04%
27 OPPENHEIMER & CO INC 14,243 270,000 0.04%
28 LAUREL WEALTH ADVISORS, INC. 15,734 298,000 0.04%
29 BELLWETHER INVESTMENT GROUP, LLC 15,758 299,000 0.04%
30 GIRARD SECURITIES, INC. 16,724 318,000 0.04%
31 PRIVATE ADVISORY GROUP LLC 17,401 330,000 0.04%
32 Iowa State Bank 17,704 336,000 0.04%
33 Capital Advisors, Ltd. LLC 17,990 342,000 0.05%
34 Freedom Investment Management, Inc. 21,599 410,000 0.05%
35 GM Advisory Group, LLC 21,681 412,000 0.05%
36 Brown Advisory Securities, LLC 22,000 417,000 0.06%
37 Stratos Wealth Partners, LTD. 22,687 431,000 0.06%
38 WAYNE HUMMER INVESTMENTS L.L.C. 23,085 438,000 0.06%
39 WESPAC Advisors, LLC 23,604 448,000 0.06%
40 NORTHWEST WEALTH MANAGEMENT, LLC 24,059 457,000 0.06%
41 SNOWDEN CAPITAL ADVISORS LLC 28,826 547,409 0.07%
42 OLD NATIONAL BANCORP /IN/ 29,236 556,000 0.07%
43 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 30,070 571,000 0.08%
44 First Heartland Consultants, Inc. 35,709 678,000 0.09%
45 B. Riley Wealth Advisors, Inc. 36,254 689,000 0.09%
46 TELEMUS CAPITAL, LLC 40,000 760,000 0.10%
47 Shamrock Asset Management LLC 40,247 764,000 0.10%
48 NATIONAL PLANNING CORP 51,301 990,000 0.13%
49 Cetera Advisors LLC 56,912 1,083,000 0.14%
50 IFP ADVISORS, INC 59,253 1,125,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.