| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 59,855,000 | 63,783,000 | 21.88% | PRN | |
| 2 | Invesco Ltd. | 48,671,000 | 51,470,000 | 17.66% | ||
| 3 | INCOME RESEARCH & MANAGEMENT | 25,122,000 | 26,567,000 | 9.12% | PRN | |
| 4 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 236,000 | 24,928,000 | 8.55% | ||
| 5 | VICTORY CAPITAL MANAGEMENT INC | 15,335,623 | 16,219,000 | 5.56% | ||
| 6 | ZAZOVE ASSOCIATES LLC | 13,825,000 | 14,706,000 | 5.05% | PRN | |
| 7 | LOOMIS SAYLES & CO L P | 528,272 | 12,594,000 | 4.32% | ||
| 8 | Lombard Odier Asset Management (Europe) Ltd | 9,800,000 | 10,373,000 | 3.56% | PRN | |
| 9 | THRIVENT FINANCIAL FOR LUTHERANS | 8,125,000 | 8,623,000 | 2.96% | ||
| 10 | GW CAPITAL INC | 5,695,000 | 6,022,000 | 2.07% | PRN | |
| 11 | CONNING INC. | 5,000,000 | 5,318,000 | 1.82% | PRN | |
| 12 | LORD, ABBETT & CO. LLC | 4,930,000 | 5,232,000 | 1.80% | PRN | |
| 13 | Apollo Management Holdings, L.P. | 4,100,000 | 4,400,000 | 1.51% | PRN | |
| 14 | MANAGED ACCOUNT ADVISORS LLC | 3,744,000 | 3,959,000 | 1.36% | PRN | |
| 15 | DEUTSCHE BANK AG\ | 3,456,000 | 3,654,000 | 1.25% | PRN | |
| 16 | JPMORGAN CHASE & CO | 3,428,000 | 3,625,000 | 1.24% | PRN | |
| 17 | MORGAN STANLEY | 3,357,000 | 3,559,000 | 1.22% | PRN | |
| 18 | BRAVE ASSET MANAGEMENT INC | 3,000,000 | 3,173,000 | 1.09% | ||
| 19 | Calamos Advisors LLC | 2,918,000 | 3,103,000 | 1.06% | PRN | |
| 20 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 2,500,000 | 2,659,000 | 0.91% | PRN | |
| 21 | EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC | 2,040,000 | 2,157,300 | 0.74% | PRN | |
| 22 | PRIVATE MANAGEMENT GROUP INC | 2,001,000 | 2,128,000 | 0.73% | ||
| 23 | Ameritas Investment Partners, Inc. | 1,850,000 | 1,956,000 | 0.67% | PRN | |
| 24 | FIRST MANHATTAN CO. LLC. | 1,746,000 | 1,846,000 | 0.63% | PRN | |
| 25 | RAYMOND JAMES & ASSOCIATES | 1,604,000 | 1,696,000 | 0.58% | PRN | |
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 15,000 | 1,587,000 | 0.54% | PRN | |
| 27 | BARCLAYS PLC | 1,388,000 | 1,458,000 | 0.50% | PRN | |
| 28 | BNP Paribas Asset Management Holding S.A. | 815,000 | 866,000 | 0.30% | PRN | |
| 29 | KEYBANK NATIONAL ASSOCIATION/OH | 680,000 | 719,000 | 0.25% | ||
| 30 | CREDIT SUISSE AG/ | 627,000 | 663,000 | 0.23% | PRN | |
| 31 | SUNTRUST BANKS INC | 595,000 | 628,000 | 0.22% | ||
| 32 | MACQUARIE GROUP LTD | 540,000 | 574,000 | 0.20% | PRN | |
| 33 | Mariner, LLC | 295,000 | 314,000 | 0.11% | PRN | |
| 34 | Neuberger Berman Group LLC | 229,000 | 242,000 | 0.08% | PRN | |
| 35 | UBS AG | 174,000 | 184,000 | 0.06% | PRN | |
| 36 | WELLS FARGO & COMPANY/MN | 104,000 | 110,000 | 0.04% | PRN | |
| 37 | SEI TRUST CO | 79,000 | 84,000 | 0.03% | ||
| 38 | SSI INVESTMENT MANAGEMENT LLC | 79,000 | 84,000 | 0.03% | ||
| 39 | CITIGROUP INC | 48,000 | 51,000 | 0.02% | PRN | |
| 40 | AMERIPRISE FINANCIAL INC | 40,000 | 42,000 | 0.01% | PRN | |
| 41 | Commonwealth Equity Services, Inc | 30,000 | 32,000 | 0.01% | ||
| 42 | HighTower Advisors, LLC | 29,000 | 31,000 | 0.01% | PRN | |
| 43 | Stifel Trust Company, N.A. | 17,000 | 18,000 | 0.01% | PRN | |
| 44 | AMERICAN NATIONAL BANK & TRUST | 7,000 | 7,000 | 0.00% | ||
| 45 | BANK OF AMERICA CORP /DE/ | 7,000 | 7,000 | 0.00% | PRN | |
| 46 | ROYAL BANK OF CANADA | 1,000 | 1,000 | 0.00% | PRN | |
| 47 | NEW ENGLAND SECURITIES CORP /MA/ | 1,000 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
