| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 67,723,000 | 68,654,000 | 27.27% | PRN | |
| 2 | ADVENT CAPITAL MANAGEMENT /DE/ | 46,665,000 | 47,482,000 | 18.86% | PRN | |
| 3 | VICTORY CAPITAL MANAGEMENT INC | 31,032,486 | 31,459,000 | 12.49% | PRN | |
| 4 | INCOME RESEARCH & MANAGEMENT | 27,506,000 | 27,884,000 | 11.07% | PRN | |
| 5 | OAKTREE CAPITAL MANAGEMENT LP | 9,000,000 | 9,153,000 | 3.64% | PRN | |
| 6 | MORGAN STANLEY | 8,413,000 | 8,539,000 | 3.39% | PRN | |
| 7 | THRIVENT FINANCIAL FOR LUTHERANS | 5,625,000 | 5,723,000 | 2.27% | ||
| 8 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 5,400,000 | 5,472,000 | 2.17% | PRN | |
| 9 | JPMORGAN CHASE & CO | 5,061,000 | 5,161,000 | 2.05% | PRN | |
| 10 | LOOMIS SAYLES & CO L P | 269,157 | 5,125,000 | 2.04% | ||
| 11 | LORD, ABBETT & CO. LLC | 4,099,000 | 4,171,000 | 1.66% | PRN | |
| 12 | CREDIT SUISSE AG/ | 3,000,000 | 3,042,000 | 1.21% | PRN | |
| 13 | CONNING INC. | 3,000,000 | 3,040,000 | 1.21% | PRN | |
| 14 | PRIVATE MANAGEMENT GROUP INC | 2,996,000 | 3,036,000 | 1.21% | ||
| 15 | Bank of New York Mellon Corp | 2,603,000 | 2,655,000 | 1.05% | ||
| 16 | Calamos Advisors LLC | 2,288,000 | 2,332,000 | 0.93% | PRN | |
| 17 | BANK OF AMERICA CORP /DE/ | 2,242,000 | 2,273,000 | 0.90% | PRN | |
| 18 | WESTWOOD HOLDINGS GROUP INC | 2,000,000 | 2,033,000 | 0.81% | ||
| 19 | EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC | 2,000,000 | 2,028,000 | 0.81% | PRN | |
| 20 | RAYMOND JAMES & ASSOCIATES | 1,754,000 | 1,778,000 | 0.71% | PRN | |
| 21 | PNC FINANCIAL SERVICES GROUP, INC. | 15,000 | 1,520,000 | 0.60% | PRN | |
| 22 | FIRST MANHATTAN CO. LLC. | 1,449,000 | 1,468,000 | 0.58% | PRN | |
| 23 | KEYBANK NATIONAL ASSOCIATION/OH | 1,241,000 | 1,258,000 | 0.50% | ||
| 24 | NOMURA HOLDINGS INC | 1,182,000 | 1,198,000 | 0.48% | PRN | |
| 25 | Cutler Capital Management, LLC | 1,170,000 | 1,186,000 | 0.47% | PRN | |
| 26 | Nicholas Investment Partners, LP | 1,000,000 | 1,014,000 | 0.40% | PRN | |
| 27 | DEUTSCHE BANK AG\ | 875,000 | 887,000 | 0.35% | Call | PRN |
| 28 | BNP Paribas Asset Management Holding S.A. | 500,000 | 515,000 | 0.20% | PRN | |
| 29 | WEDBUSH SECURITIES INC | 4,000 | 406,000 | 0.16% | ||
| 30 | BRAVE ASSET MANAGEMENT INC | 330,000 | 335,000 | 0.13% | ||
| 31 | Raymond James Financial Services Advisors, Inc. | 205,000 | 208,000 | 0.08% | PRN | |
| 32 | SUNTRUST BANKS INC | 151,000 | 152,000 | 0.06% | ||
| 33 | EARNEST PARTNERS LLC | 110,000 | 112,000 | 0.04% | PRN | |
| 34 | SEI INVESTMENTS CO | 103,000 | 104,000 | 0.04% | ||
| 35 | Prospera Financial Services Inc | 100,000 | 102,000 | 0.04% | ||
| 36 | UBS Group AG | 64,000 | 65,000 | 0.03% | PRN | |
| 37 | SSI INVESTMENT MANAGEMENT LLC | 50,000 | 51,000 | 0.02% | PRN | |
| 38 | AMERIPRISE FINANCIAL INC | 42,000 | 43,000 | 0.02% | PRN | |
| 39 | HighTower Advisors, LLC | 29,000 | 29,000 | 0.01% | PRN | |
| 40 | Mariner, LLC | 20,000 | 20,000 | 0.01% | PRN | |
| 41 | GOLDMAN SACHS GROUP INC | 20,000 | 20,000 | 0.01% | PRN | |
| 42 | STIFEL FINANCIAL CORP | 17,000 | 18,000 | 0.01% | PRN | |
| 43 | Commonwealth Equity Services, Inc | 10,000 | 10,000 | 0.00% | ||
| 44 | ADVISOR GROUP, INC. | 8 | 8,000 | 0.00% | PRN | |
| 45 | AMERICAN NATIONAL BANK & TRUST | 7,000 | 7,000 | 0.00% | ||
| 46 | MSI Financial Services Inc | 4,000 | 4,000 | 0.00% | ||
| 47 | WELLS FARGO & COMPANY/MN | 4,000 | 4,000 | 0.00% | PRN | |
| 48 | BARCLAYS PLC | 4,000 | 4,000 | 0.00% | PRN | |
| 49 | INTEGRATED WEALTH MANAGEMENT | 2,000 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
