| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Creative Planning | 2,000 | 2,000 | 0.00% | PRN | |
| 2 | INTEGRATED WEALTH MANAGEMENT | 2,000 | 2,000 | 0.00% | ||
| 3 | WELLS FARGO & COMPANY/MN | 3,000 | 3,000 | 0.00% | PRN | |
| 4 | MSI Financial Services Inc | 4,000 | 4,000 | 0.00% | ||
| 5 | AMERICAN NATIONAL BANK & TRUST | 7,000 | 7,000 | 0.00% | ||
| 6 | BARCLAYS PLC | 7,000 | 7,000 | 0.00% | PRN | |
| 7 | Commonwealth Equity Services, Inc | 10,000 | 10,000 | 0.00% | ||
| 8 | STIFEL FINANCIAL CORP | 17,000 | 17,000 | 0.01% | PRN | |
| 9 | Mariner, LLC | 20,000 | 20,000 | 0.01% | PRN | |
| 10 | JPMORGAN CHASE & CO | 23,000 | 23,000 | 0.01% | PRN | |
| 11 | HighTower Advisors, LLC | 29,000 | 29,000 | 0.01% | PRN | |
| 12 | AMERIPRISE FINANCIAL INC | 42,000 | 41,000 | 0.02% | PRN | |
| 13 | SSI INVESTMENT MANAGEMENT LLC | 50,000 | 49,000 | 0.02% | PRN | |
| 14 | CITIGROUP INC | 61,000 | 60,000 | 0.02% | PRN | |
| 15 | UBS Group AG | 64,000 | 63,000 | 0.03% | PRN | |
| 16 | Prospera Financial Services Inc | 100,000 | 98,000 | 0.04% | ||
| 17 | SEI INVESTMENTS CO | 103,000 | 101,000 | 0.04% | ||
| 18 | EARNEST PARTNERS LLC | 110,000 | 108,000 | 0.04% | PRN | |
| 19 | SUNTRUST BANKS INC | 151,000 | 148,000 | 0.06% | ||
| 20 | Raymond James Financial Services Advisors, Inc. | 232,000 | 228,000 | 0.09% | PRN | |
| 21 | BRAVE ASSET MANAGEMENT INC | 330,000 | 324,000 | 0.13% | ||
| 22 | WEDBUSH SECURITIES INC | 4,000 | 393,000 | 0.16% | ||
| 23 | GOLDMAN SACHS GROUP INC | 462,000 | 453,000 | 0.19% | PRN | |
| 24 | CREDIT SUISSE AG/ | 792,000 | 777,000 | 0.32% | PRN | |
| 25 | DEUTSCHE BANK AG\ | 875,000 | 858,000 | 0.35% | Call | PRN |
| 26 | Nicholas Investment Partners, LP | 1,000,000 | 981,000 | 0.40% | PRN | |
| 27 | DEUTSCHE BANK AG\ | 1,117,000 | 1,096,000 | 0.45% | PRN | |
| 28 | Cutler Capital Management, LLC | 1,200,000 | 1,177,000 | 0.48% | PRN | |
| 29 | FIRST MANHATTAN CO. LLC. | 1,469,000 | 1,441,000 | 0.59% | PRN | |
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 15,000 | 1,472,000 | 0.60% | PRN | |
| 31 | RAYMOND JAMES & ASSOCIATES | 1,604,000 | 1,574,000 | 0.64% | PRN | |
| 32 | KEYBANK NATIONAL ASSOCIATION/OH | 1,665,000 | 1,634,000 | 0.67% | ||
| 33 | EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC | 2,000,000 | 1,963,000 | 0.80% | PRN | |
| 34 | BANK OF AMERICA CORP /DE/ | 2,174,000 | 2,133,000 | 0.87% | PRN | |
| 35 | Calamos Advisors LLC | 2,288,000 | 2,251,000 | 0.92% | PRN | |
| 36 | CONNING INC. | 3,000,000 | 2,944,000 | 1.20% | PRN | |
| 37 | BESSEMER GROUP INC | 3,000,000 | 2,987,000 | 1.22% | PRN | |
| 38 | PRIVATE MANAGEMENT GROUP INC | 3,049,000 | 2,992,000 | 1.22% | ||
| 39 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 5,400,000 | 5,299,000 | 2.17% | PRN | |
| 40 | LOOMIS SAYLES & CO L P | 333,517 | 5,393,000 | 2.21% | ||
| 41 | LORD, ABBETT & CO. LLC | 5,667,000 | 5,582,000 | 2.28% | PRN | |
| 42 | MORGAN STANLEY | 6,186,500 | 6,094,000 | 2.49% | PRN | |
| 43 | NOMURA HOLDINGS INC | 6,842,000 | 6,714,000 | 2.75% | PRN | |
| 44 | THRIVENT FINANCIAL FOR LUTHERANS | 7,625,000 | 7,511,000 | 3.07% | ||
| 45 | OAKTREE CAPITAL MANAGEMENT LP | 10,752,000 | 10,589,000 | 4.33% | PRN | |
| 46 | INCOME RESEARCH & MANAGEMENT | 25,238,000 | 24,765,000 | 10.13% | PRN | |
| 47 | VICTORY CAPITAL MANAGEMENT INC | 31,960,628 | 31,361,000 | 12.83% | PRN | |
| 48 | ADVENT CAPITAL MANAGEMENT /DE/ | 46,895,000 | 46,154,000 | 18.89% | PRN | |
| 49 | Invesco Ltd. | 67,723,000 | 66,453,000 | 27.19% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
