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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 31 Institutional holders with a total value of $46,162,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 235,299 9,772,000 21.17%
2 JANE STREET GROUP, LLC 214,687 8,916,000 19.31%
3 WealthTrust Fairport, LLC 155,355 6,452,000 13.98%
4 MORGAN STANLEY 144,066 5,983,000 12.96%
5 Country Club Trust Company, n.a. 61,355 2,549,000 5.52%
6 UBS AG 50,791 2,109,000 4.57%
7 ProVise Management Group, LLC 46,756 1,942,000 4.21%
8 Virtu KCG Holdings LLC 27,392 1,138,000 2.47%
9 HOWE & RUSLING INC 26,789 1,113,000 2.41%
10 RAYMOND JAMES & ASSOCIATES 26,473 1,099,000 2.38%
11 JPMORGAN CHASE & CO 19,854 825,000 1.79%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,851 700,000 1.52%
13 Concert Wealth Management Inc. 16,290 676,000 1.46%
14 Private Advisor Group, LLC 15,766 655,000 1.42%
15 CREDIT SUISSE AG/ 9,704 403,000 0.87%
16 STIFEL FINANCIAL CORP 8,478 352,000 0.76%
17 First Allied Advisory Services, Inc. 6,217 258,000 0.56%
18 Financial Architects, Inc 5,800 241,000 0.52%
19 Strategic Advisors LLC 4,907 204,000 0.44%
20 ENVESTNET ASSET MANAGEMENT INC 4,881 203,000 0.44%
21 DEUTSCHE BANK AG\ 4,300 178,000 0.39%
22 ROYAL BANK OF CANADA 2,568 107,000 0.23%
23 B. Riley Wealth Management, Inc. 2,465 102,000 0.22%
24 WFG Advisors, LP 1,239 51,000 0.11%
25 WELLS FARGO & COMPANY/MN 1,185 49,000 0.11%
26 Apriem Advisors 600 25,000 0.05%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 501 21,000 0.05%
28 AMERIPRISE FINANCIAL INC 355 15,000 0.03%
29 MSI Financial Services Inc 250 10,000 0.02%
30 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 200 8,000 0.02%
31 BENJAMIN F. EDWARDS & COMPANY, INC. 145 6,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.