| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,379,155 | 24,273,000 | 31.25% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 864,161 | 15,211,000 | 19.58% | ||
| 3 | Invesco Ltd. | 425,772 | 7,494,000 | 9.65% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 305,987 | 5,385,000 | 6.93% | ||
| 5 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 244,480 | 4,303,000 | 5.54% | ||
| 6 | BESSEMER GROUP INC | 180,000 | 3,168,000 | 4.08% | ||
| 7 | UBS AG | 170,007 | 2,992,000 | 3.85% | ||
| 8 | Horizon Kinetics LLC | 166,927 | 2,938,000 | 3.78% | ||
| 9 | BARCLAYS PLC | 146,054 | 2,481,000 | 3.19% | ||
| 10 | Capital Investment Advisors, LLC | 97,434 | 1,714,838 | 2.21% | ||
| 11 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 73,568 | 1,295,000 | 1.67% | ||
| 12 | Shaker Financial Services, LLC | 68,909 | 1,213,000 | 1.56% | ||
| 13 | MARINER INVESTMENT GROUP LLC | 47,757 | 841,000 | 1.08% | ||
| 14 | TFS CAPITAL LLC | 33,890 | 596,000 | 0.77% | ||
| 15 | WELLS FARGO & COMPANY/MN | 32,446 | 571,000 | 0.74% | ||
| 16 | Allen Investment Management, LLC | 30,567 | 538,000 | 0.69% | ||
| 17 | Yakira Capital Management, Inc. | 29,808 | 525,000 | 0.68% | ||
| 18 | Winslow, Evans & Crocker, Inc. | 22,519 | 396,334 | 0.51% | ||
| 19 | DEUTSCHE BANK AG\ | 21,729 | 382,000 | 0.49% | ||
| 20 | CITIGROUP INC | 19,826 | 349,000 | 0.45% | ||
| 21 | DOLIVER ADVISORS, LP | 28,728 | 327,000 | 0.42% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,200 | 232,000 | 0.30% | ||
| 23 | First Allied Advisory Services, Inc. | 11,185 | 195,000 | 0.25% | ||
| 24 | Thomas J. Herzfeld Advisors, Inc. | 9,185 | 162,000 | 0.21% | ||
| 25 | FIFTH THIRD BANCORP | 4,200 | 74,000 | 0.10% | ||
| 26 | Tower Research Capital LLC (TRC) | 561 | 10,000 | 0.01% | ||
| 27 | SIGNATUREFD, LLC | 161 | 3,000 | 0.00% | ||
| 28 | MUFG Americas Holdings Corp | 27 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
