| 1 |
MORGAN STANLEY |
1,445,332 |
20,538,000 |
28.61% |
|
|
| 2 |
PATRIOT FINANCIAL PARTNERS GP, LP |
847,500 |
10,687,000 |
14.89% |
|
|
| 3 |
GUGGENHEIM CAPITAL LLC |
744,980 |
10,586,000 |
14.75% |
|
|
| 4 |
BESSEMER GROUP INC |
375,303 |
5,333,000 |
7.43% |
|
|
| 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
267,192 |
3,797,000 |
5.29% |
|
|
| 6 |
UBS Group AG |
197,520 |
2,807,000 |
3.91% |
|
|
| 7 |
Invesco Ltd. |
189,682 |
2,695,000 |
3.75% |
|
|
| 8 |
Horizon Kinetics LLC |
171,945 |
2,443,000 |
3.40% |
|
|
| 9 |
TRUST & FIDUCIARY MANAGEMENT SERVICES INC |
164,981 |
2,344,000 |
3.27% |
|
|
| 10 |
Capital Investment Advisors, LLC |
158,068 |
2,246,000 |
3.13% |
|
|
| 11 |
Advisors Asset Management, Inc. |
131,563 |
1,870,000 |
2.60% |
|
|
| 12 |
Yorktown Management & Research Co Inc |
121,800 |
1,731,000 |
2.41% |
|
|
| 13 |
WEALTHPLAN PARTNERS, LLC |
68,568 |
974,000 |
1.36% |
|
|
| 14 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
51,428 |
731,000 |
1.02% |
|
|
| 15 |
AQR ARBITRAGE LLC |
32,812 |
466,000 |
0.65% |
|
|
| 16 |
WELLS FARGO & COMPANY/MN |
32,756 |
465,000 |
0.65% |
|
|
| 17 |
Yakira Capital Management, Inc. |
29,808 |
424,000 |
0.59% |
|
SH |
| 18 |
DOLIVER ADVISORS, LP |
25,353 |
360,000 |
0.50% |
|
|
| 19 |
SIT INVESTMENT ASSOCIATES INC |
19,136 |
272,000 |
0.38% |
|
|
| 20 |
MSI Financial Services Inc |
13,920 |
198,000 |
0.28% |
|
|
| 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
12,300 |
175,000 |
0.24% |
|
|
| 22 |
Winslow, Evans & Crocker, Inc. |
9,076 |
128,972 |
0.18% |
|
|
| 23 |
Thomas J. Herzfeld Advisors, Inc. |
8,735 |
122,000 |
0.17% |
|
|
| 24 |
CITIGROUP INC |
8,509 |
121,000 |
0.17% |
|
|
| 25 |
DEUTSCHE BANK AG\ |
7,666 |
108,000 |
0.15% |
|
|
| 26 |
WOLVERINE ASSET MANAGEMENT LLC |
5,415 |
76,000 |
0.11% |
|
|
| 27 |
BANK OF AMERICA CORP /DE/ |
2,200 |
31,000 |
0.04% |
|
|
| 28 |
Tower Research Capital LLC (TRC) |
1,405 |
20,000 |
0.03% |
|
|
| 29 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,300 |
18,473 |
0.03% |
|
|
| 30 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
950 |
13,000 |
0.02% |
|
|
| 31 |
ROYAL BANK OF CANADA |
500 |
7,000 |
0.01% |
|
|
| 32 |
SIGNATUREFD, LLC |
161 |
2,000 |
0.00% |
|
|
