| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,296,161 | 14,206,000 | 26.14% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 768,863 | 8,427,000 | 15.50% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 403,951 | 4,427,000 | 8.14% | ||
| 4 | Shaker Financial Services, LLC | 397,832 | 4,360,000 | 8.02% | ||
| 5 | Laurion Capital Management LP | 326,754 | 3,581,000 | 6.59% | ||
| 6 | UBS Group AG | 208,928 | 2,290,000 | 4.21% | ||
| 7 | Capital Investment Advisors, LLC | 170,143 | 1,865,000 | 3.43% | ||
| 8 | BESSEMER GROUP INC | 165,803 | 1,817,000 | 3.34% | ||
| 9 | Invesco Ltd. | 163,900 | 1,796,000 | 3.30% | ||
| 10 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 126,165 | 1,383,000 | 2.54% | ||
| 11 | MARINER INVESTMENT GROUP LLC | 116,336 | 1,275,000 | 2.35% | ||
| 12 | Advisors Asset Management, Inc. | 112,098 | 1,229,000 | 2.26% | ||
| 13 | Yorktown Management & Research Co Inc | 110,000 | 1,206,000 | 2.22% | ||
| 14 | CORNERSTONE ADVISORS INC | 84,762 | 929,000 | 1.71% | ||
| 15 | CLOUGH CAPITAL PARTNERS L P | 80,150 | 878,000 | 1.62% | ||
| 16 | AQR ARBITRAGE LLC | 71,742 | 786,000 | 1.45% | ||
| 17 | DOLIVER ADVISORS, LP | 49,254 | 540,000 | 0.99% | ||
| 18 | Cambridge Investment Research Advisors, Inc. | 46,037 | 505,000 | 0.93% | ||
| 19 | Curi Capital, LLC | 37,534 | 411,000 | 0.76% | ||
| 20 | CITIGROUP INC | 31,741 | 348,000 | 0.64% | ||
| 21 | Yakira Capital Management, Inc. | 28,482 | 312,000 | 0.57% | SH | |
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 25,192 | 276,000 | 0.51% | ||
| 23 | Aviance Capital Partners, LLC | 23,015 | 252,000 | 0.46% | ||
| 24 | MSI Financial Services Inc | 18,578 | 204,000 | 0.38% | ||
| 25 | Horizon Kinetics LLC | 15,884 | 174,000 | 0.32% | ||
| 26 | RAYMOND JAMES & ASSOCIATES | 14,359 | 157,000 | 0.29% | ||
| 27 | Virtu KCG Holdings LLC | 10,895 | 119,000 | 0.22% | ||
| 28 | TELEMUS CAPITAL, LLC | 10,000 | 110,000 | 0.20% | ||
| 29 | BANK OF AMERICA CORP /DE/ | 9,300 | 102,000 | 0.19% | ||
| 30 | ENVESTNET ASSET MANAGEMENT INC | 9,288 | 102,000 | 0.19% | ||
| 31 | WELLS FARGO & COMPANY/MN | 9,230 | 101,000 | 0.19% | ||
| 32 | Thomas J. Herzfeld Advisors, Inc. | 7,176 | 79,000 | 0.15% | ||
| 33 | DEUTSCHE BANK AG\ | 5,579 | 61,000 | 0.11% | ||
| 34 | Creative Planning | 1,977 | 22,000 | 0.04% | ||
| 35 | AMERICAN INTERNATIONAL GROUP, INC. | 1,700 | 18,000 | 0.03% | ||
| 36 | ROYAL BANK OF CANADA | 500 | 5,000 | 0.01% | ||
| 37 | SIGNATUREFD, LLC | 161 | 2,000 | 0.00% | ||
| 38 | FIFTH THIRD BANCORP | 59 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
