| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,483,027 | 22,453,000 | 29.09% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 796,493 | 12,060,000 | 15.62% | ||
| 3 | PATRIOT FINANCIAL PARTNERS GP, LP | 847,500 | 10,602,000 | 13.73% | ||
| 4 | BESSEMER GROUP INC | 355,000 | 5,374,000 | 6.96% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 253,944 | 3,845,000 | 4.98% | ||
| 6 | Invesco Ltd. | 203,381 | 3,079,000 | 3.99% | ||
| 7 | UBS Group AG | 201,272 | 3,047,000 | 3.95% | ||
| 8 | Horizon Kinetics LLC | 198,701 | 3,008,000 | 3.90% | ||
| 9 | Capital Investment Advisors, LLC | 158,914 | 2,406,000 | 3.12% | ||
| 10 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 158,854 | 2,405,000 | 3.12% | ||
| 11 | Advisors Asset Management, Inc. | 141,455 | 2,142,000 | 2.77% | ||
| 12 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 75,080 | 1,137,000 | 1.47% | ||
| 13 | Yorktown Management & Research Co Inc | 73,500 | 1,113,000 | 1.44% | ||
| 14 | SIT INVESTMENT ASSOCIATES INC | 66,673 | 1,009,000 | 1.31% | ||
| 15 | WEALTHPLAN PARTNERS, LLC | 46,956 | 713,000 | 0.92% | ||
| 16 | AQR ARBITRAGE LLC | 37,598 | 569,000 | 0.74% | ||
| 17 | Yakira Capital Management, Inc. | 29,808 | 451,000 | 0.58% | SH | |
| 18 | WELLS FARGO & COMPANY/MN | 28,407 | 430,000 | 0.56% | ||
| 19 | DEUTSCHE BANK AG\ | 15,747 | 238,000 | 0.31% | ||
| 20 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,300 | 201,000 | 0.26% | ||
| 21 | CITIGROUP INC | 11,172 | 169,000 | 0.22% | ||
| 22 | LPL Financial LLC | 10,462 | 159,000 | 0.21% | ||
| 23 | Shaker Financial Services, LLC | 10,037 | 152,000 | 0.20% | ||
| 24 | Winslow, Evans & Crocker, Inc. | 9,670 | 146,406 | 0.19% | ||
| 25 | Thomas J. Herzfeld Advisors, Inc. | 8,735 | 132,000 | 0.17% | ||
| 26 | AMERICAN INTERNATIONAL GROUP, INC. | 5,100 | 77,214 | 0.10% | ||
| 27 | BANK OF AMERICA CORP /DE/ | 2,508 | 38,000 | 0.05% | ||
| 28 | Creative Planning | 1,000 | 15,000 | 0.02% | ||
| 29 | BENJAMIN F. EDWARDS & COMPANY, INC. | 950 | 14,000 | 0.02% | ||
| 30 | ROYAL BANK OF CANADA | 500 | 8,000 | 0.01% | ||
| 31 | SIGNATUREFD, LLC | 161 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
