| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,425,782 | 25,636,000 | 32.41% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 824,502 | 14,824,000 | 18.74% | ||
| 3 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 293,480 | 5,277,000 | 6.67% | ||
| 4 | Invesco Ltd. | 291,806 | 5,247,000 | 6.63% | ||
| 5 | BESSEMER GROUP INC | 255,000 | 4,585,000 | 5.80% | ||
| 6 | Horizon Kinetics LLC | 243,002 | 4,369,000 | 5.52% | ||
| 7 | UBS AG | 214,718 | 3,861,000 | 4.88% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 208,365 | 3,746,000 | 4.74% | ||
| 9 | Shaker Financial Services, LLC | 117,315 | 2,109,000 | 2.67% | ||
| 10 | Capital Investment Advisors, LLC | 106,719 | 1,919,000 | 2.43% | ||
| 11 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 102,050 | 1,835,000 | 2.32% | ||
| 12 | MARINER INVESTMENT GROUP LLC | 98,506 | 1,771,000 | 2.24% | ||
| 13 | WELLS FARGO & COMPANY/MN | 32,997 | 593,000 | 0.75% | ||
| 14 | Yakira Capital Management, Inc. | 29,808 | 536,000 | 0.68% | SH | |
| 15 | DEUTSCHE BANK AG\ | 22,144 | 398,000 | 0.50% | ||
| 16 | Winslow, Evans & Crocker, Inc. | 21,885 | 393,493 | 0.50% | ||
| 17 | CITIGROUP INC | 19,000 | 342,000 | 0.43% | ||
| 18 | Allen Investment Management, LLC | 16,976 | 305,000 | 0.39% | ||
| 19 | DOLIVER ADVISORS, LP | 16,657 | 299,000 | 0.38% | ||
| 20 | BARCLAYS PLC | 15,316 | 261,000 | 0.33% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,200 | 237,000 | 0.30% | ||
| 22 | AQR CAPITAL MANAGEMENT LLC | 10,405 | 187,000 | 0.24% | ||
| 23 | Thomas J. Herzfeld Advisors, Inc. | 9,185 | 165,000 | 0.21% | ||
| 24 | FIFTH THIRD BANCORP | 4,200 | 76,000 | 0.10% | ||
| 25 | PATHSTONE FAMILY OFFICE, LLC | 3,314 | 60,000 | 0.08% | ||
| 26 | AMERICAN INTERNATIONAL GROUP, INC. | 1,300 | 23,374 | 0.03% | ||
| 27 | Creative Planning | 1,000 | 18,000 | 0.02% | ||
| 28 | BANK OF AMERICA CORP /DE/ | 634 | 11,000 | 0.01% | ||
| 29 | Tower Research Capital LLC (TRC) | 481 | 9,000 | 0.01% | ||
| 30 | SIGNATUREFD, LLC | 161 | 3,000 | 0.00% | ||
| 31 | Advisors Asset Management, Inc. | 109 | 2,000 | 0.00% | ||
| 32 | MUFG Americas Holdings Corp | 56 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
