| 1 |
MORGAN STANLEY |
1,434,816 |
18,438,000 |
32.28% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
772,219 |
9,923,000 |
17.37% |
|
|
| 3 |
BESSEMER GROUP INC |
408,303 |
5,246,000 |
9.18% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
323,227 |
4,153,000 |
7.27% |
|
|
| 5 |
Invesco Ltd. |
182,030 |
2,339,000 |
4.09% |
|
|
| 6 |
UBS Group AG |
175,430 |
2,254,000 |
3.95% |
|
|
| 7 |
Capital Investment Advisors, LLC |
166,165 |
2,135,000 |
3.74% |
|
|
| 8 |
Horizon Kinetics LLC |
131,260 |
1,687,000 |
2.95% |
|
|
| 9 |
TRUST & FIDUCIARY MANAGEMENT SERVICES INC |
126,058 |
1,620,000 |
2.84% |
|
|
| 10 |
Yorktown Management & Research Co Inc |
121,800 |
1,565,000 |
2.74% |
|
|
| 11 |
Advisors Asset Management, Inc. |
121,236 |
1,558,000 |
2.73% |
|
|
| 12 |
MARINER INVESTMENT GROUP LLC |
105,210 |
1,352,000 |
2.37% |
|
|
| 13 |
Shaker Financial Services, LLC |
64,214 |
825,000 |
1.44% |
|
|
| 14 |
DOLIVER ADVISORS, LP |
61,159 |
786,000 |
1.38% |
|
|
| 15 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
50,042 |
643,000 |
1.13% |
|
|
| 16 |
AQR ARBITRAGE LLC |
42,909 |
551,000 |
0.96% |
|
|
| 17 |
Yakira Capital Management, Inc. |
28,482 |
366,000 |
0.64% |
|
SH |
| 18 |
WELLS FARGO & COMPANY/MN |
28,205 |
362,000 |
0.63% |
|
|
| 19 |
MSI Financial Services Inc |
18,148 |
233,000 |
0.41% |
|
|
| 20 |
RAYMOND JAMES & ASSOCIATES |
17,780 |
228,000 |
0.40% |
|
|
| 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
15,600 |
200,000 |
0.35% |
|
|
| 22 |
PVG Asset Management |
13,080 |
168,078 |
0.29% |
|
|
| 23 |
Winslow, Evans & Crocker, Inc. |
8,910 |
114,496 |
0.20% |
|
|
| 24 |
Thomas J. Herzfeld Advisors, Inc. |
8,552 |
110,000 |
0.19% |
|
|
| 25 |
CITIGROUP INC |
8,366 |
108,000 |
0.19% |
|
|
| 26 |
DEUTSCHE BANK AG\ |
5,233 |
67,000 |
0.12% |
|
|
| 27 |
BANK OF AMERICA CORP /DE/ |
2,377 |
31,000 |
0.05% |
|
|
| 28 |
WHITTIER TRUST CO |
1,734 |
22,000 |
0.04% |
|
|
| 29 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,300 |
17,000 |
0.03% |
|
|
| 30 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
950 |
12,000 |
0.02% |
|
|
| 31 |
ROYAL BANK OF CANADA |
500 |
6,000 |
0.01% |
|
|
| 32 |
Tower Research Capital LLC (TRC) |
136 |
2,000 |
0.00% |
|
|
| 33 |
SIGNATUREFD, LLC |
161 |
2,000 |
0.00% |
|
|
