| 1 |
GUGGENHEIM CAPITAL LLC |
994,771 |
13,359,000 |
26.05% |
|
|
| 2 |
MORGAN STANLEY |
628,796 |
8,446,000 |
16.47% |
|
|
| 3 |
Laurion Capital Management LP |
323,390 |
4,343,000 |
8.47% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
204,175 |
2,742,000 |
5.35% |
|
|
| 5 |
Capital Investment Advisors, LLC |
197,494 |
2,653,000 |
5.17% |
|
|
| 6 |
Shaker Financial Services, LLC |
161,164 |
2,165,000 |
4.22% |
|
|
| 7 |
UBS Group AG |
143,979 |
1,934,000 |
3.77% |
|
|
| 8 |
SIT INVESTMENT ASSOCIATES INC |
140,603 |
1,888,000 |
3.68% |
|
|
| 9 |
BESSEMER GROUP INC |
132,790 |
1,783,000 |
3.48% |
|
|
| 10 |
Thomas J. Herzfeld Advisors, Inc. |
122,735 |
1,648,000 |
3.21% |
|
|
| 11 |
ADVISOR GROUP, INC. |
97,700 |
1,312,000 |
2.56% |
|
|
| 12 |
Yorktown Management & Research Co Inc |
90,000 |
1,209,000 |
2.36% |
|
|
| 13 |
DOLIVER ADVISORS, LP |
69,135 |
929,000 |
1.81% |
|
|
| 14 |
INFRASTRUCTURE CAPITAL ADVISORS, LLC |
66,384 |
892,000 |
1.74% |
|
|
| 15 |
RAYMOND JAMES & ASSOCIATES |
52,861 |
710,000 |
1.38% |
|
|
| 16 |
MARINER INVESTMENT GROUP LLC |
45,970 |
617,000 |
1.20% |
|
|
| 17 |
CORNERSTONE ADVISORS INC |
44,729 |
601,000 |
1.17% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
38,765 |
521,000 |
1.02% |
|
|
| 19 |
SHEPHERD KAPLAN KROCHUK, LLC |
36,900 |
496,000 |
0.97% |
|
|
| 20 |
CAVALIER INVESTMENTS, LLC |
36,667 |
492,000 |
0.96% |
|
|
| 21 |
BANK OF AMERICA CORP /DE/ |
30,598 |
411,000 |
0.80% |
|
|
| 22 |
Yakira Capital Management, Inc. |
28,482 |
383,000 |
0.75% |
|
SH |
| 23 |
ROYAL BANK OF CANADA |
27,395 |
368,000 |
0.72% |
|
|
| 24 |
Aviance Capital Partners, LLC |
25,598 |
344,000 |
0.67% |
|
|
| 25 |
TWO SIGMA SECURITIES, LLC |
18,154 |
244,000 |
0.48% |
|
|
| 26 |
AQR ARBITRAGE LLC |
17,639 |
237,000 |
0.46% |
|
|
| 27 |
TELEMUS CAPITAL, LLC |
17,410 |
234,000 |
0.46% |
|
|
| 28 |
WELLS FARGO & COMPANY/MN |
15,676 |
211,000 |
0.41% |
|
|
| 29 |
CITIGROUP INC |
5,744 |
77,000 |
0.15% |
|
|
| 30 |
MSI Financial Services Inc |
2,010 |
27,000 |
0.05% |
|
|
| 31 |
PENSERRA CAPITAL MANAGEMENT LLC |
252 |
3,000 |
0.01% |
|
|
| 32 |
LBA Wealth Management, LLC |
156 |
2,000 |
0.00% |
|
PRN |
| 33 |
IHT WEALTH MANAGEMENT, LLC |
100 |
1,000 |
0.00% |
|
|
