| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIGNATUREFD, LLC | 161 | 2,000 | 0.00% | ||
| 2 | ROYAL BANK OF CANADA | 500 | 6,000 | 0.01% | ||
| 3 | DEUTSCHE BANK AG\ | 5,753 | 68,000 | 0.13% | ||
| 4 | Thomas J. Herzfeld Advisors, Inc. | 6,962 | 83,000 | 0.16% | ||
| 5 | WELLS FARGO & COMPANY/MN | 7,450 | 89,000 | 0.17% | ||
| 6 | ENVESTNET ASSET MANAGEMENT INC | 10,008 | 120,000 | 0.23% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 13,547 | 162,000 | 0.31% | ||
| 8 | MSI Financial Services Inc | 17,378 | 208,000 | 0.39% | ||
| 9 | WEALTHPLAN PARTNERS, LLC | 43,230 | 247,239 | 0.47% | ||
| 10 | TELEMUS CAPITAL, LLC | 26,110 | 313,000 | 0.59% | ||
| 11 | Yakira Capital Management, Inc. | 28,482 | 341,000 | 0.65% | SH | |
| 12 | Aviance Capital Partners, LLC | 28,987 | 347,000 | 0.66% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 29,030 | 348,000 | 0.66% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 35,500 | 425,000 | 0.80% | ||
| 15 | AQR ARBITRAGE LLC | 39,701 | 476,000 | 0.90% | ||
| 16 | ADVISOR GROUP, INC. | 47,900 | 573,000 | 1.08% | ||
| 17 | DOLIVER ADVISORS, LP | 62,155 | 752,000 | 1.42% | ||
| 18 | CITIGROUP INC | 75,623 | 906,000 | 1.72% | ||
| 19 | Yorktown Management & Research Co Inc | 90,000 | 1,078,000 | 2.04% | ||
| 20 | MARINER INVESTMENT GROUP LLC | 100,907 | 1,209,000 | 2.29% | ||
| 21 | BESSEMER GROUP INC | 102,303 | 1,225,000 | 2.32% | ||
| 22 | CLOUGH CAPITAL PARTNERS L P | 106,050 | 1,270,000 | 2.40% | ||
| 23 | CORNERSTONE ADVISORS INC | 106,290 | 1,273,000 | 2.41% | ||
| 24 | Advisors Asset Management, Inc. | 111,029 | 1,330,000 | 2.52% | ||
| 25 | Invesco Ltd. | 154,974 | 1,857,000 | 3.52% | ||
| 26 | UBS Group AG | 225,461 | 2,701,000 | 5.11% | ||
| 27 | Shaker Financial Services, LLC | 272,758 | 3,268,000 | 6.19% | ||
| 28 | Laurion Capital Management LP | 326,812 | 3,915,000 | 7.41% | ||
| 29 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 408,089 | 4,889,000 | 9.26% | ||
| 30 | GUGGENHEIM CAPITAL LLC | 750,237 | 8,988,000 | 17.02% | ||
| 31 | MORGAN STANLEY | 1,197,374 | 14,345,000 | 27.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
