| 1 |
SEI INVESTMENTS CO |
31 |
0 |
0.00% |
|
|
| 2 |
JNBA Financial Advisors |
161 |
2,000 |
0.00% |
|
|
| 3 |
SIGNATUREFD, LLC |
161 |
2,000 |
0.00% |
|
|
| 4 |
PENSERRA CAPITAL MANAGEMENT LLC |
184 |
2,000 |
0.00% |
|
|
| 5 |
ROYAL BANK OF CANADA |
500 |
6,000 |
0.01% |
|
|
| 6 |
CITIGROUP INC |
5,590 |
73,000 |
0.14% |
|
|
| 7 |
Thomas J. Herzfeld Advisors, Inc. |
6,864 |
89,000 |
0.17% |
|
|
| 8 |
WELLS FARGO & COMPANY/MN |
7,549 |
98,000 |
0.18% |
|
|
| 9 |
MSI Financial Services Inc |
9,007 |
117,000 |
0.22% |
|
|
| 10 |
ENVESTNET ASSET MANAGEMENT INC |
11,566 |
150,000 |
0.28% |
|
|
| 11 |
STRATEGIC INVESTMENT MANAGEMENT, LLC |
12,080 |
156,000 |
0.29% |
|
|
| 12 |
TELEMUS CAPITAL, LLC |
17,410 |
226,000 |
0.42% |
|
|
| 13 |
AQR ARBITRAGE LLC |
19,895 |
258,000 |
0.48% |
|
|
| 14 |
Aviance Capital Partners, LLC |
20,491 |
266,000 |
0.50% |
|
|
| 15 |
WEALTHPLAN PARTNERS, LLC |
20,815 |
267,472 |
0.50% |
|
|
| 16 |
Yakira Capital Management, Inc. |
28,482 |
369,000 |
0.69% |
|
SH |
| 17 |
BANK OF AMERICA CORP /DE/ |
32,489 |
421,000 |
0.79% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
36,265 |
470,000 |
0.88% |
|
|
| 19 |
CAVALIER INVESTMENTS, LLC |
36,667 |
476,000 |
0.89% |
|
|
| 20 |
Cambridge Investment Research Advisors, Inc. |
46,053 |
597,000 |
1.12% |
|
|
| 21 |
RAYMOND JAMES & ASSOCIATES |
48,729 |
632,000 |
1.19% |
|
|
| 22 |
SHEPHERD KAPLAN KROCHUK, LLC |
56,130 |
728,000 |
1.37% |
|
|
| 23 |
MARINER INVESTMENT GROUP LLC |
57,170 |
741,000 |
1.39% |
|
|
| 24 |
DOLIVER ADVISORS, LP |
72,880 |
945,000 |
1.78% |
|
|
| 25 |
ADVISOR GROUP, INC. |
72,900 |
946,000 |
1.78% |
|
|
| 26 |
Invesco Ltd. |
75,531 |
980,000 |
1.84% |
|
|
| 27 |
BESSEMER GROUP INC |
89,608 |
1,162,000 |
2.18% |
|
|
| 28 |
Yorktown Management & Research Co Inc |
90,000 |
1,167,000 |
2.19% |
|
|
| 29 |
CORNERSTONE ADVISORS INC |
102,590 |
1,331,000 |
2.50% |
|
|
| 30 |
CLOUGH CAPITAL PARTNERS L P |
107,255 |
1,391,000 |
2.61% |
|
|
| 31 |
Shaker Financial Services, LLC |
171,847 |
2,229,000 |
4.19% |
|
|
| 32 |
UBS Group AG |
190,492 |
2,471,000 |
4.64% |
|
|
| 33 |
Capital Investment Advisors, LLC |
192,310 |
2,494,000 |
4.69% |
|
|
| 34 |
Laurion Capital Management LP |
290,593 |
3,769,000 |
7.08% |
|
|
| 35 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
370,560 |
4,806,000 |
9.03% |
|
|
| 36 |
GUGGENHEIM CAPITAL LLC |
843,659 |
10,943,000 |
20.56% |
|
|
| 37 |
MORGAN STANLEY |
959,124 |
12,440,000 |
23.37% |
|
|
