| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 291,800 | 4,794,000 | 26.50% | ||
| 2 | Invesco Ltd. | 177,762 | 2,921,000 | 16.15% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 161,544 | 2,655,000 | 14.68% | ||
| 4 | ASHFORD CAPITAL MANAGEMENT INC | 148,801 | 2,445,000 | 13.52% | ||
| 5 | MORGAN STANLEY | 95,471 | 1,568,000 | 8.67% | ||
| 6 | UBS Group AG | 49,151 | 808,000 | 4.47% | ||
| 7 | LPL Financial LLC | 32,568 | 535,000 | 2.96% | ||
| 8 | WELLS FARGO & COMPANY/MN | 23,028 | 378,000 | 2.09% | ||
| 9 | PNC FINANCIAL SERVICES GROUP, INC. | 22,003 | 361,000 | 2.00% | ||
| 10 | BANK OF STOCKTON | 13,300 | 219,000 | 1.21% | ||
| 11 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 13,200 | 217,000 | 1.20% | ||
| 12 | VAN ECK ASSOCIATES CORP | 11,642 | 191,000 | 1.06% | ||
| 13 | HighTower Advisors, LLC | 11,260 | 185,000 | 1.02% | ||
| 14 | Creative Planning | 9,500 | 156,000 | 0.86% | ||
| 15 | SG Americas Securities, LLC | 9,352 | 154,000 | 0.85% | ||
| 16 | ROYAL BANK OF CANADA | 8,800 | 145,000 | 0.80% | ||
| 17 | MSI Financial Services Inc | 4,725 | 78,000 | 0.43% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,311 | 54,000 | 0.30% | ||
| 19 | Shamrock Asset Management LLC | 3,125 | 51,000 | 0.28% | ||
| 20 | People's United Financial, Inc. | 2,289 | 38,000 | 0.21% | ||
| 21 | Apriem Advisors | 2,000 | 33,000 | 0.18% | ||
| 22 | DEUTSCHE BANK AG\ | 2,000 | 32,000 | 0.18% | ||
| 23 | Bartlett & Co. LLC | 1,700 | 28,000 | 0.15% | ||
| 24 | FIFTH THIRD BANCORP | 1,071 | 18,000 | 0.10% | ||
| 25 | WFG Advisors, LP | 500 | 8,000 | 0.04% | ||
| 26 | Stratos Wealth Partners, LTD. | 400 | 6,572 | 0.04% | ||
| 27 | NORTHERN TRUST CORP | 27,650 | 5,000 | 0.03% | ||
| 28 | NEW ENGLAND SECURITIES CORP /MA/ | 200 | 3,000 | 0.02% | ||
| 29 | AMERICAN INTERNATIONAL GROUP, INC. | 163 | 2,678 | 0.01% | ||
| 30 | CITIGROUP INC | 7 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
