| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 273,560 | 4,363,000 | 28.81% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 159,159 | 2,539,000 | 16.77% | ||
| 3 | ASHFORD CAPITAL MANAGEMENT INC | 121,059 | 1,931,000 | 12.75% | ||
| 4 | MORGAN STANLEY | 102,177 | 1,630,000 | 10.77% | ||
| 5 | Invesco Ltd. | 71,175 | 1,135,000 | 7.50% | ||
| 6 | NATIONAL PLANNING CORP | 36,000 | 554,000 | 3.66% | ||
| 7 | LPL Financial LLC | 32,165 | 513,000 | 3.39% | ||
| 8 | PNC FINANCIAL SERVICES GROUP, INC. | 21,653 | 346,000 | 2.29% | ||
| 9 | WELLS FARGO & COMPANY/MN | 21,518 | 343,000 | 2.27% | ||
| 10 | UBS Group AG | 20,427 | 326,000 | 2.15% | ||
| 11 | VAN ECK ASSOCIATES CORP | 13,891 | 222,000 | 1.47% | ||
| 12 | BANK OF STOCKTON | 13,300 | 212,000 | 1.40% | ||
| 13 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 13,200 | 211,000 | 1.39% | ||
| 14 | HighTower Advisors, LLC | 11,767 | 188,000 | 1.24% | ||
| 15 | ROYAL BANK OF CANADA | 8,800 | 140,000 | 0.92% | ||
| 16 | Creative Planning | 8,500 | 136,000 | 0.90% | ||
| 17 | MSI Financial Services Inc | 4,825 | 77,000 | 0.51% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,718 | 75,000 | 0.50% | ||
| 19 | Shamrock Asset Management LLC | 3,125 | 50,000 | 0.33% | ||
| 20 | People's United Financial, Inc. | 2,289 | 37,000 | 0.24% | ||
| 21 | Apriem Advisors | 2,000 | 32,000 | 0.21% | ||
| 22 | Sunbelt Securities, Inc. | 1,936 | 30,879 | 0.20% | ||
| 23 | Bartlett & Co. LLC | 1,700 | 27,000 | 0.18% | ||
| 24 | FIFTH THIRD BANCORP | 1,071 | 17,000 | 0.11% | ||
| 25 | NORTHERN TRUST CORP | 24,400 | 4,000 | 0.03% | ||
| 26 | AMERICAN INTERNATIONAL GROUP, INC. | 163 | 2,600 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
