| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 365,825 | 5,374,000 | 24.68% | ||
| 2 | ROBINSON CAPITAL MANAGEMENT, LLC | 162,647 | 2,389,000 | 10.97% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 137,840 | 2,024,000 | 9.30% | ||
| 4 | Advisors Asset Management, Inc. | 91,927 | 1,350,000 | 6.20% | ||
| 5 | MORGAN STANLEY | 82,157 | 1,207,000 | 5.54% | ||
| 6 | Laird Norton Wetherby Wealth Management, LLC | 45,700 | 671,000 | 3.08% | ||
| 7 | Fiera Capital Corp | 45,700 | 671,000 | 3.08% | ||
| 8 | UBS Group AG | 42,403 | 623,000 | 2.86% | ||
| 9 | Laurion Capital Management LP | 40,776 | 599,000 | 2.75% | ||
| 10 | NATIONAL PLANNING CORP | 39,000 | 579,000 | 2.66% | ||
| 11 | COHEN & STEERS, INC. | 36,614 | 538,000 | 2.47% | ||
| 12 | VAN ECK ASSOCIATES CORP | 33,391 | 491,000 | 2.25% | ||
| 13 | Mariner, LLC | 30,020 | 441,000 | 2.03% | ||
| 14 | Affiance Financial, LLC | 26,426 | 388,000 | 1.78% | ||
| 15 | Cambridge Investment Research Advisors, Inc. | 24,538 | 360,000 | 1.65% | ||
| 16 | ProVise Management Group, LLC | 21,875 | 321,000 | 1.47% | ||
| 17 | HighTower Advisors, LLC | 17,057 | 249,000 | 1.14% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 16,817 | 247,000 | 1.13% | ||
| 19 | LIDO ADVISORS, LLC | 16,542 | 243,000 | 1.12% | ||
| 20 | OPPENHEIMER & CO INC | 16,243 | 239,000 | 1.10% | ||
| 21 | LPL Financial LLC | 15,703 | 232,000 | 1.07% | ||
| 22 | BANK OF STOCKTON | 15,400 | 226,000 | 1.04% | ||
| 23 | Commonwealth Equity Services, Inc | 14,352 | 211,000 | 0.97% | ||
| 24 | Stratos Wealth Partners, LTD. | 14,000 | 206,000 | 0.95% | ||
| 25 | WELLS FARGO & COMPANY/MN | 13,612 | 200,000 | 0.92% | ||
| 26 | Virtu KCG Holdings LLC | 11,821 | 174,000 | 0.80% | ||
| 27 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 10,985 | 161,000 | 0.74% | ||
| 28 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 10,794 | 159,000 | 0.73% | ||
| 29 | Squarepoint Ops LLC | 10,700 | 157,000 | 0.72% | ||
| 30 | Raymond James Financial Services Advisors, Inc. | 10,110 | 149,000 | 0.68% | ||
| 31 | Shamrock Asset Management LLC | 10,025 | 147,000 | 0.68% | ||
| 32 | Creative Planning | 9,000 | 132,000 | 0.61% | ||
| 33 | ADVISOR GROUP, INC. | 6,735 | 99,000 | 0.45% | ||
| 34 | IFP ADVISORS, INC | 6,061 | 89,000 | 0.41% | ||
| 35 | MSI Financial Services Inc | 6,012 | 88,000 | 0.40% | ||
| 36 | TCI Wealth Advisors, Inc. | 6,000 | 88,000 | 0.40% | ||
| 37 | People's United Financial, Inc. | 2,289 | 34,000 | 0.16% | ||
| 38 | PNC FINANCIAL SERVICES GROUP, INC. | 2,139 | 31,000 | 0.14% | ||
| 39 | FIFTH THIRD BANCORP | 2,071 | 30,000 | 0.14% | ||
| 40 | Apriem Advisors | 2,000 | 29,000 | 0.13% | ||
| 41 | Bartlett & Co. LLC | 1,700 | 25,000 | 0.11% | ||
| 42 | BELL ROCK CAPITAL LLC | 1,661 | 24,000 | 0.11% | ||
| 43 | MOTCO | 1,334 | 20,000 | 0.09% | ||
| 44 | CITIGROUP INC | 1,311 | 19,000 | 0.09% | ||
| 45 | ROYAL BANK OF CANADA | 1,253 | 18,000 | 0.08% | ||
| 46 | HOWE & RUSLING INC | 700 | 10,000 | 0.05% | ||
| 47 | NEXT Financial Group, Inc | 700 | 10,000 | 0.05% | ||
| 48 | NORTHERN TRUST CORP | 22,000 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
