| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 333,414 | 5,965,000 | 27.84% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 144,865 | 2,592,000 | 12.10% | ||
| 3 | ROBINSON CAPITAL MANAGEMENT, LLC | 138,790 | 2,483,000 | 11.59% | ||
| 4 | Advisors Asset Management, Inc. | 101,749 | 1,820,000 | 8.49% | ||
| 5 | MORGAN STANLEY | 82,329 | 1,472,000 | 6.87% | ||
| 6 | Affiance Financial, LLC | 47,255 | 845,000 | 3.94% | ||
| 7 | NATIONAL PLANNING CORP | 39,290 | 681,000 | 3.18% | ||
| 8 | VAN ECK ASSOCIATES CORP | 32,799 | 587,000 | 2.74% | ||
| 9 | UBS Group AG | 31,384 | 561,000 | 2.62% | ||
| 10 | Mariner, LLC | 30,020 | 537,000 | 2.51% | ||
| 11 | LPL Financial LLC | 22,449 | 404,000 | 1.89% | ||
| 12 | BANK OF STOCKTON | 21,400 | 383,000 | 1.79% | ||
| 13 | WELLS FARGO & COMPANY/MN | 16,984 | 303,000 | 1.41% | ||
| 14 | Creative Planning | 16,396 | 293,000 | 1.37% | ||
| 15 | LIDO ADVISORS, LLC | 15,860 | 284,000 | 1.33% | ||
| 16 | HighTower Advisors, LLC | 15,098 | 269,000 | 1.26% | ||
| 17 | Stratos Wealth Partners, LTD. | 14,000 | 250,000 | 1.17% | ||
| 18 | AMERIPRISE FINANCIAL INC | 13,895 | 249,000 | 1.16% | ||
| 19 | Cambridge Investment Research Advisors, Inc. | 11,762 | 210,000 | 0.98% | ||
| 20 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 11,515 | 206,000 | 0.96% | ||
| 21 | Shamrock Asset Management LLC | 10,650 | 191,000 | 0.89% | ||
| 22 | MSI Financial Services Inc | 10,056 | 180,000 | 0.84% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 8,570 | 154,000 | 0.72% | ||
| 24 | IFP ADVISORS, INC | 6,198 | 111,000 | 0.52% | ||
| 25 | ROYAL BANK OF CANADA | 3,940 | 70,000 | 0.33% | ||
| 26 | Klingman & Associates, LLC | 2,323 | 42,000 | 0.20% | ||
| 27 | People's United Financial, Inc. | 2,289 | 41,000 | 0.19% | ||
| 28 | PNC FINANCIAL SERVICES GROUP, INC. | 2,139 | 38,000 | 0.18% | ||
| 29 | Apriem Advisors | 2,000 | 36,000 | 0.17% | ||
| 30 | CITIGROUP INC | 1,954 | 35,000 | 0.16% | ||
| 31 | ADVISOR GROUP, INC. | 1,985 | 35,000 | 0.16% | ||
| 32 | Bartlett & Co. LLC | 1,700 | 30,000 | 0.14% | ||
| 33 | NEXT Financial Group, Inc | 1,575 | 28,000 | 0.13% | ||
| 34 | FIFTH THIRD BANCORP | 1,071 | 19,000 | 0.09% | ||
| 35 | WESTPORT RESOURCES MANAGEMENT INC | 1,059 | 19,000 | 0.09% | ||
| 36 | NORTHERN TRUST CORP | 22,000 | 4,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
