| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 302,987 | 4,530,000 | 41.37% | ||
| 2 | MORGAN STANLEY | 90,434 | 1,354,000 | 12.37% | ||
| 3 | Advisors Asset Management, Inc. | 73,475 | 1,098,000 | 10.03% | ||
| 4 | UBS AG | 67,558 | 1,011,000 | 9.23% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 60,004 | 898,000 | 8.20% | ||
| 6 | PEAPACK GLADSTONE FINANCIAL CORP | 22,990 | 344,161 | 3.14% | ||
| 7 | B. Riley Wealth Advisors, Inc. | 41,800 | 313,186 | 2.86% | ||
| 8 | CHOREO, LLC | 19,247 | 290,000 | 2.65% | ||
| 9 | LPL Financial LLC | 16,757 | 251,000 | 2.29% | ||
| 10 | AQR CAPITAL MANAGEMENT LLC | 15,042 | 225,000 | 2.05% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 13,996 | 210,000 | 1.92% | ||
| 12 | Highlander Capital Management, LLC | 11,650 | 174,401 | 1.59% | ||
| 13 | FIFTH THIRD BANCORP | 3,450 | 52,000 | 0.47% | ||
| 14 | WELLS FARGO & COMPANY/MN | 3,367 | 51,000 | 0.47% | ||
| 15 | WFG Advisors, LP | 3,420 | 51,000 | 0.47% | ||
| 16 | ROYAL BANK OF CANADA | 2,998 | 45,000 | 0.41% | ||
| 17 | FIRST MANHATTAN CO. LLC. | 2,770 | 41,000 | 0.37% | ||
| 18 | NEXT Financial Group, Inc | 500 | 7,000 | 0.06% | ||
| 19 | CITIGROUP INC | 300 | 4,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
