| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 262,756 | 4,065,000 | 33.09% | ||
| 2 | MORGAN STANLEY | 138,939 | 2,149,000 | 17.50% | ||
| 3 | Advisors Asset Management, Inc. | 126,576 | 1,958,000 | 15.94% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 89,677 | 1,387,000 | 11.29% | ||
| 5 | UBS Group AG | 45,320 | 701,000 | 5.71% | ||
| 6 | B. Riley Wealth Advisors, Inc. | 34,750 | 538,000 | 4.38% | ||
| 7 | CHOREO, LLC | 19,247 | 299,000 | 2.43% | ||
| 8 | PEAPACK GLADSTONE FINANCIAL CORP | 18,420 | 284,957 | 2.32% | ||
| 9 | LPL Financial LLC | 17,290 | 268,000 | 2.18% | ||
| 10 | Raymond James Financial Services Advisors, Inc. | 15,891 | 246,000 | 2.00% | ||
| 11 | Highlander Capital Management, LLC | 11,650 | 180,000 | 1.47% | ||
| 12 | WELLS FARGO & COMPANY/MN | 2,839 | 44,000 | 0.36% | ||
| 13 | FIRST MANHATTAN CO. LLC. | 2,770 | 42,000 | 0.34% | ||
| 14 | NEXT Financial Group, Inc | 2,581 | 39,000 | 0.32% | ||
| 15 | ROYAL BANK OF CANADA | 2,538 | 39,000 | 0.32% | ||
| 16 | Creative Planning | 1,581 | 24,000 | 0.20% | ||
| 17 | CITIGROUP INC | 814 | 13,000 | 0.11% | ||
| 18 | Tower Research Capital LLC (TRC) | 382 | 6,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
