| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 256,357 | 3,898,000 | 34.33% | ||
| 2 | MORGAN STANLEY | 128,510 | 1,955,000 | 17.22% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 78,342 | 1,192,000 | 10.50% | ||
| 4 | Advisors Asset Management, Inc. | 73,225 | 1,114,000 | 9.81% | ||
| 5 | UBS Group AG | 50,722 | 771,000 | 6.79% | ||
| 6 | B. Riley Wealth Advisors, Inc. | 29,900 | 455,000 | 4.01% | ||
| 7 | PEAPACK GLADSTONE FINANCIAL CORP | 19,920 | 302,983 | 2.67% | ||
| 8 | TFS CAPITAL LLC | 19,718 | 300,000 | 2.64% | ||
| 9 | LPL Financial LLC | 19,383 | 297,000 | 2.62% | ||
| 10 | CHOREO, LLC | 19,247 | 294,000 | 2.59% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 13,996 | 213,000 | 1.88% | ||
| 12 | Highlander Capital Management, LLC | 11,650 | 177,000 | 1.56% | ||
| 13 | DOLIVER ADVISORS, LP | 10,539 | 160,000 | 1.41% | ||
| 14 | FIFTH THIRD BANCORP | 3,450 | 52,000 | 0.46% | ||
| 15 | ROYAL BANK OF CANADA | 3,061 | 47,000 | 0.41% | ||
| 16 | WELLS FARGO & COMPANY/MN | 2,846 | 43,000 | 0.38% | ||
| 17 | FIRST MANHATTAN CO. LLC. | 2,770 | 42,000 | 0.37% | ||
| 18 | NEXT Financial Group, Inc | 2,581 | 39,000 | 0.34% | ||
| 19 | CITIGROUP INC | 192 | 3,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
