| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 274,635 | 4,574,000 | 32.00% | ||
| 2 | Advisors Asset Management, Inc. | 137,609 | 2,293,000 | 16.04% | ||
| 3 | MORGAN STANLEY | 115,436 | 1,924,000 | 13.46% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 93,196 | 1,554,000 | 10.87% | ||
| 5 | UBS Group AG | 74,101 | 1,235,000 | 8.64% | ||
| 6 | B. Riley Wealth Advisors, Inc. | 34,906 | 582,000 | 4.07% | ||
| 7 | Raymond James Financial Services Advisors, Inc. | 19,484 | 325,000 | 2.27% | ||
| 8 | CHOREO, LLC | 19,247 | 322,000 | 2.25% | ||
| 9 | LPL Financial LLC | 18,335 | 306,000 | 2.14% | ||
| 10 | PEAPACK GLADSTONE FINANCIAL CORP | 16,907 | 281,840 | 1.97% | ||
| 11 | FCG ADVISORS, LLC | 11,764 | 196,000 | 1.37% | ||
| 12 | Highlander Capital Management, LLC | 11,650 | 194,000 | 1.36% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 11,654 | 194,000 | 1.36% | ||
| 14 | ROYAL BANK OF CANADA | 3,708 | 62,000 | 0.43% | ||
| 15 | FIRST MANHATTAN CO. LLC. | 2,770 | 46,000 | 0.32% | ||
| 16 | NEXT Financial Group, Inc | 2,581 | 43,000 | 0.30% | ||
| 17 | WELLS FARGO & COMPANY/MN | 2,500 | 42,000 | 0.29% | ||
| 18 | Sandy Spring Bank | 2,527 | 42,000 | 0.29% | ||
| 19 | CAPITAL GUARDIAN TRUST CO | 1,732 | 29,000 | 0.20% | ||
| 20 | Creative Planning | 1,596 | 27,000 | 0.19% | ||
| 21 | SUNNYMEATH ASSET MANAGEMENT, INC. | 1,155 | 19,000 | 0.13% | ||
| 22 | Tower Research Capital LLC (TRC) | 65 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
