| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 271,448 | 3,976,000 | 34.45% | ||
| 2 | MORGAN STANLEY | 139,272 | 2,040,000 | 17.68% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 99,566 | 1,459,000 | 12.64% | ||
| 4 | Advisors Asset Management, Inc. | 87,788 | 1,286,000 | 11.14% | ||
| 5 | UBS Group AG | 57,486 | 842,000 | 7.30% | ||
| 6 | B. Riley Wealth Advisors, Inc. | 34,928 | 512,000 | 4.44% | ||
| 7 | WELLS FARGO & COMPANY/MN | 23,835 | 349,000 | 3.02% | ||
| 8 | CHOREO, LLC | 19,247 | 283,000 | 2.45% | ||
| 9 | PEAPACK GLADSTONE FINANCIAL CORP | 18,420 | 269,853 | 2.34% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 14,796 | 217,000 | 1.88% | ||
| 11 | Highlander Capital Management, LLC | 11,650 | 170,000 | 1.47% | ||
| 12 | FIRST MANHATTAN CO. LLC. | 2,770 | 40,000 | 0.35% | ||
| 13 | ROYAL BANK OF CANADA | 2,538 | 37,000 | 0.32% | ||
| 14 | NEXT Financial Group, Inc | 2,581 | 37,000 | 0.32% | ||
| 15 | Creative Planning | 1,557 | 23,000 | 0.20% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
