| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 251,484 | 3,601,000 | 32.37% | ||
| 2 | MORGAN STANLEY | 137,257 | 1,965,000 | 17.66% | ||
| 3 | Advisors Asset Management, Inc. | 96,084 | 1,376,000 | 12.37% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 90,520 | 1,296,000 | 11.65% | ||
| 5 | UBS Group AG | 56,741 | 812,000 | 7.30% | ||
| 6 | B. Riley Wealth Advisors, Inc. | 34,932 | 501,000 | 4.50% | ||
| 7 | PEAPACK GLADSTONE FINANCIAL CORP | 19,920 | 285,254 | 2.56% | ||
| 8 | LPL Financial LLC | 19,398 | 278,000 | 2.50% | ||
| 9 | CHOREO, LLC | 19,247 | 277,000 | 2.49% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 13,996 | 200,000 | 1.80% | ||
| 11 | Highlander Capital Management, LLC | 11,650 | 167,000 | 1.50% | ||
| 12 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 10,068 | 144,000 | 1.29% | ||
| 13 | FIFTH THIRD BANCORP | 3,450 | 49,000 | 0.44% | ||
| 14 | WELLS FARGO & COMPANY/MN | 2,846 | 41,000 | 0.37% | ||
| 15 | FIRST MANHATTAN CO. LLC. | 2,770 | 39,000 | 0.35% | ||
| 16 | ROYAL BANK OF CANADA | 2,555 | 37,000 | 0.33% | ||
| 17 | NEXT Financial Group, Inc | 2,581 | 36,000 | 0.32% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 750 | 10,740 | 0.10% | ||
| 19 | CITIGROUP INC | 730 | 10,000 | 0.09% | ||
| 20 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 10 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
