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HANCOCK JOHN FINL OPPTYS FD
HANCOCK JOHN FINL OPPTYS FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 55 Institutional holders with a total value of $83,722,973.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,014,663 23,743,000 28.36%
2 PATTEN & PATTEN INC/TN 332,000 7,769,000 9.28%
3 NORTH STAR ASSET MANAGEMENT INC 249,125 5,830,000 6.96%
4 BANK OF AMERICA CORP /DE/ 186,894 4,373,000 5.22%
5 BB&T SECURITIES, LLC 16,783 3,927,000 4.69%
6 1832 Asset Management L.P. 158,200 3,707,000 4.43%
7 WELLS FARGO & COMPANY/MN 152,078 3,558,000 4.25%
8 CORNERSTONE ADVISORS INC 124,569 2,915,000 3.48%
9 FCA CORP /TX 114,496 2,679,000 3.20%
10 ROYAL BANK OF CANADA 110,884 2,595,000 3.10%
11 Lebenthal Holdings,LLC 104,255 2,440,000 2.91%
12 Karpus Management, Inc. 102,244 2,393,000 2.86%
13 ORLEANS CAPITAL MANAGEMENT CORP/LA 72,669 1,700,000 2.03%
14 Invesco Ltd. 67,269 1,574,000 1.88%
15 UBS Group AG 58,884 1,378,000 1.65%
16 CLOUGH CAPITAL PARTNERS L P 58,100 1,360,000 1.62%
17 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 51,986 1,216,000 1.45%
18 Smith Salley Wealth Management 47,473 1,110,000 1.33%
19 Point View Wealth Management, Inc. 39,073 914,000 1.09%
20 Janney Montgomery Scott LLC 38,491 901,000 1.08%
21 LPL Financial LLC 35,355 826,000 0.99%
22 HSBC HOLDINGS PLC 34,110 798,000 0.95%
23 RAYMOND JAMES & ASSOCIATES 32,467 760,000 0.91%
24 Raymond James Financial Services Advisors, Inc. 27,640 647,000 0.77%
25 Patten Group, Inc. 24,680 578,000 0.69%
26 JPMORGAN CHASE & CO 24,231 567,000 0.68%
27 AMERICAN NATIONAL BANK & TRUST CO /VA/ 23,098 540,000 0.64%
28 VSR Financial Services, Inc. 19,053 446,000 0.53%
29 STIFEL FINANCIAL CORP 18,603 435,000 0.52%
30 Commonwealth Equity Services, Inc 17,117 401,000 0.48%
31 Community Bank of Raymore 16,900 395,000 0.47%
32 Concert Wealth Management Inc. 11,574 263,000 0.31%
33 WEDBUSH SECURITIES INC 8,643 202,000 0.24%
34 D.A. DAVIDSON & CO. 6,400 149,000 0.18%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,394 126,000 0.15%
36 Winslow, Evans & Crocker, Inc. 5,102 119,364 0.14%
37 People's United Financial, Inc. 4,000 94,000 0.11%
38 First Horizon Advisors, Inc. 3,200 75,000 0.09%
39 BNP PARIBAS FINANCIAL MARKETS 2,066 48,344 0.06%
40 Creative Planning 2,000 47,000 0.06%
41 Manchester Capital Management LLC 1,100 25,000 0.03%
42 FIRST MANHATTAN CO. LLC. 758 17,000 0.02%
43 US BANCORP \DE\ 499 12,000 0.01%
44 CENTRAL TRUST Co 500 12,000 0.01%
45 Bartlett & Co. LLC 425 10,000 0.01%
46 FIFTH THIRD BANCORP 382 9,000 0.01%
47 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 377 9,000 0.01%
48 CITIGROUP INC 280 7,000 0.01%
49 First City Capital Management, Inc. 225 5,265 0.01%
50 Regal Investment Advisors LLC 212 5,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.