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HANCOCK JOHN FINL OPPTYS FD
HANCOCK JOHN FINL OPPTYS FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 49 Institutional holders with a total value of $69,077,555.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 930,714 21,537,000 31.18%
2 PATTEN & PATTEN INC/TN 352,400 8,155,000 11.81%
3 NORTH STAR ASSET MANAGEMENT INC 282,465 6,536,000 9.46%
4 BANK OF AMERICA CORP /DE/ 167,447 3,874,000 5.61%
5 BB&T SECURITIES, LLC 13,943 3,226,000 4.67%
6 WELLS FARGO & COMPANY/MN 130,327 3,016,000 4.37%
7 FCA CORP /TX 106,996 2,476,000 3.58%
8 ROYAL BANK OF CANADA 105,916 2,451,000 3.55%
9 ORLEANS CAPITAL MANAGEMENT CORP/LA 90,823 2,102,000 3.04%
10 Aurora Investment Counsel 64,301 1,488,000 2.15%
11 BNP PARIBAS FINANCIAL MARKETS 61,004 1,411,633 2.04%
12 CORNERSTONE ADVISORS INC 60,438 1,399,000 2.03%
13 WOLVERINE ASSET MANAGEMENT LLC 50,560 1,169,000 1.69%
14 HSBC HOLDINGS PLC 49,110 1,136,000 1.64%
15 UBS AG 47,698 1,104,000 1.60%
16 GOLDMAN SACHS GROUP INC 45,294 1,048,000 1.52%
17 Point View Wealth Management, Inc. 39,826 922,000 1.33%
18 STIFEL FINANCIAL CORP 37,245 862,000 1.25%
19 Raymond James Financial Services Advisors, Inc. 27,705 641,000 0.93%
20 Smith Salley Wealth Management 25,802 597,000 0.86%
21 RAYMOND JAMES & ASSOCIATES 25,698 595,000 0.86%
22 LPL Financial LLC 21,777 504,000 0.73%
23 Marathon Trading Investment Management LLC 21,100 488,000 0.71%
24 Commonwealth Equity Services, Inc 14,072 326,000 0.47%
25 Shaker Financial Services, LLC 12,828 297,000 0.43%
26 Concert Wealth Management Inc. 11,674 262,000 0.38%
27 VSR Financial Services, Inc. 10,753 249,000 0.36%
28 AMERICAN NATIONAL BANK & TRUST CO /VA/ 9,003 208,000 0.30%
29 Invesco Ltd. 6,422 149,000 0.22%
30 SeaBridge Investment Advisors LLC 6,280 145,000 0.21%
31 D.A. DAVIDSON & CO. 6,250 144,000 0.21%
32 People's United Financial, Inc. 5,671 131,000 0.19%
33 Winslow, Evans & Crocker, Inc. 5,401 124,979 0.18%
34 First Horizon Advisors, Inc. 3,200 74,000 0.11%
35 Creative Planning 2,289 53,000 0.08%
36 Hudock, Inc. 1,118 26,000 0.04%
37 Manchester Capital Management LLC 1,100 25,000 0.04%
38 US BANCORP \DE\ 1,035 24,000 0.03%
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 811 19,000 0.03%
40 FIRST MANHATTAN CO. LLC. 759 17,000 0.02%
41 CENTRAL TRUST Co 500 12,000 0.02%
42 Carroll Financial Associates, Inc. 455 11,000 0.02%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 475 11,000 0.02%
44 Bartlett & Co. LLC 425 10,000 0.01%
45 FIFTH THIRD BANCORP 382 9,000 0.01%
46 First City Capital Management, Inc. 225 5,207 0.01%
47 Regal Investment Advisors LLC 212 5,000 0.01%
48 B. Riley Wealth Advisors, Inc. 75 1,736 0.00%
49 DEUTSCHE BANK AG\ 83 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.