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HANCOCK JOHN FINL OPPTYS FD
HANCOCK JOHN FINL OPPTYS FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 53 Institutional holders with a total value of $72,249,629.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 987,590 21,944,000 30.37%
2 PATTEN & PATTEN INC/TN 344,725 7,660,000 10.60%
3 NORTH STAR ASSET MANAGEMENT INC 271,040 6,023,000 8.34%
4 BB&T SECURITIES, LLC 15,962 3,546,000 4.91%
5 BANK OF AMERICA CORP /DE/ 151,668 3,370,000 4.66%
6 WELLS FARGO & COMPANY/MN 142,066 3,157,000 4.37%
7 FCA CORP /TX 106,953 2,376,000 3.29%
8 CORNERSTONE ADVISORS INC 106,732 2,372,000 3.28%
9 ROYAL BANK OF CANADA 104,719 2,327,000 3.22%
10 ORLEANS CAPITAL MANAGEMENT CORP/LA 95,580 2,124,000 2.94%
11 BNP PARIBAS FINANCIAL MARKETS 72,555 1,612,172 2.23%
12 Aurora Investment Counsel 64,281 1,428,000 1.98%
13 UBS AG 52,761 1,172,000 1.62%
14 WOLVERINE ASSET MANAGEMENT LLC 50,838 1,129,000 1.56%
15 HSBC HOLDINGS PLC 49,110 1,091,000 1.51%
16 GOLDMAN SACHS GROUP INC 45,294 1,006,000 1.39%
17 Invesco Ltd. 44,104 980,000 1.36%
18 Smith Salley Wealth Management 41,018 911,000 1.26%
19 Point View Wealth Management, Inc. 39,721 883,000 1.22%
20 STIFEL FINANCIAL CORP 37,101 824,000 1.14%
21 JPMORGAN CHASE & CO 35,400 787,000 1.09%
22 Virtu KCG Holdings LLC 35,259 783,000 1.08%
23 RAYMOND JAMES & ASSOCIATES 30,044 668,000 0.92%
24 Raymond James Financial Services Advisors, Inc. 27,705 616,000 0.85%
25 LPL Financial LLC 26,094 573,000 0.79%
26 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 24,887 552,000 0.76%
27 AMERICAN NATIONAL BANK & TRUST CO /VA/ 18,257 405,000 0.56%
28 VSR Financial Services, Inc. 15,753 350,000 0.48%
29 Commonwealth Equity Services, Inc 14,302 318,000 0.44%
30 Concert Wealth Management Inc. 11,574 257,000 0.36%
31 Shaker Financial Services, LLC 9,028 201,000 0.28%
32 D.A. DAVIDSON & CO. 6,650 147,000 0.20%
33 SeaBridge Investment Advisors LLC 6,280 140,000 0.19%
34 Winslow, Evans & Crocker, Inc. 5,102 113,346 0.16%
35 People's United Financial, Inc. 4,400 98,000 0.14%
36 First Horizon Advisors, Inc. 3,200 71,000 0.10%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,125 47,000 0.07%
38 Creative Planning 1,811 40,000 0.06%
39 Manchester Capital Management LLC 1,100 24,000 0.03%
40 US BANCORP \DE\ 1,035 23,000 0.03%
41 Hudock, Inc. 842 19,000 0.03%
42 FIFTH THIRD BANCORP 750 17,000 0.02%
43 FIRST MANHATTAN CO. LLC. 758 16,000 0.02%
44 CENTRAL TRUST Co 500 11,000 0.02%
45 Bartlett & Co. LLC 425 9,000 0.01%
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 377 8,000 0.01%
47 Regal Investment Advisors LLC 312 7,000 0.01%
48 First City Capital Management, Inc. 225 5,000 0.01%
49 CITIGROUP INC 166 4,000 0.01%
50 Johnson Financial Group, Inc. 100 2,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.